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MMODITY FUTURES, SWAPS AND/OR OTHER COMMODITY INTERESTS (COLLECTIVELY, "COMMODITY INTERESTS"), THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION ("CFTC") AS A COMMODITY POOL OPERATOR ("CPO") AND PLANS TO FILE WITH THE NATIONAL FUTURES ASSOCIATION (THE `IsIFA") A NOTICE OF EXEMPTION FROM REGI
GLOUS143 Henry Nicholas EXEMPTIO OM REGISTRATION UNDER COMMODITY EXCHANGE ACT ALTHOUGH THE ACCESS FUND IS PERMITTED TO DIRECTLY OR INDIRECTLY TRADE COMMODITY FUTURES, SWA
pital Secondary Opportunities Fund IV. LP THIS MEMORANDUM. EACH OF GLENDOWER CAPITAL, LLP AND THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION (THE 'CFTC') AND IS NOT REGISTERED WITH THE CFTC AS A COMMODITY POOL OPERATOR ('CPO'), PURSUANT TO AN EXEMPTION UNDER CFTC REGULATION SECTION 4.13(
GLOUS143 Henry Nicholas Glendower Capital Secondary Opportunities Fund IV. LP THIS MEMORANDUM. EACH OF GLENDOWER CAPITAL, LLP AND THE GENERAL PARTNER IS EXEMPT FROM REGI
pital Secondary Opportunities Fund IV, LP THIS MEMORANDUM. EACH OF GLENDOWER CAPITAL, LLP AND THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION (THE "CFTC") AND IS NOT REGISTERED WITH THE CFTC AS A COMMODITY POOL OPERATOR ("CPO"), PURSUANT TO AN EXEMPTION UNDER CFTC REGULATION SECTION 4.1
GLDUS143 Henry Nicholas U.S. Securities Exchange Act of 1934. It is not expected that the Access Fund will be required to register the Interests under Section 12(g) or an
Entities connected to both THE U.S. COMMODITY FUTURES TRADING COMMISSION and Henry Nicholas
Glendower
LOCATIONAccess Fund
ORGANIZATIONGlendower Capital
ORGANIZATION
Credit Suisse
ORGANIZATIONiCapital
ORGANIZATION
United States
LOCATION
United Kingdom
LOCATION
Prince Charles
PERSONSOF IV
ORGANIZATION
European Union
ORGANIZATIONCharles Smith
PERSONCayman
LOCATIONthe Common Reporting Standard
ORGANIZATION
North America
LOCATIONiCapital Advisors
ORGANIZATIONDeirdre Davies
PERSONAdam Graev
PERSON
Finland
LOCATION
Denmark
LOCATIONKeogh
ORGANIZATION