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making such offer or solicitation is not qualified to do so, or to a person or persons to whom it is unlawful to make such offer or solicitation. Glendower Capital S'I'R Om), CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0040806 CONFIDENTIAL SDNY_GM_00186990 EFTA01355590

o within the meaning of that Ordinance, and it') no person has issued or had In its possession for the purposes of issue, and will not issue or have rri IM possession for the purposes of issue, whether in Hong Kong or etewtiere. any advertisement. invitation or document relating to any interest or secur

making such offer or solicitation is not qualified to do so, or to a persen or persons to whom it is unlawful to make such offer or solicitation. Glendower Capital S'I'R Om), CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0099097 CONFIDENTIAL SDNY_GM_00245281 EFTA01393518

ebo %%thin the meaning of that Ordinance, and ib) no person has issued or had In its possession for the purposes of issue and will not issue or have rri IM possession for the purposes of issue, whether in Hong Kong or etteetiere. any advertisement. invitation or document relating to any interest or secu

n making such offer or solicireee; -F not qualified to do so, or to a persen or persons to whom it is unlawful to make such otter or soliceatice. Glendower Capital S'I'R Om), CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0100841 CONFIDENTIAL SDNY_GM_00247025 EFTA01394799

ic attain the meaning of that Ordinance, and ib) no person has issued or had In its possession for the purposes of issue. and will not issue or have rri IM possession for the purposes of issue, whether in Hong Kong or etewtiere. any advertisement. invitation or document relating to any interest or secur