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nce May. 2014. We are wholly-owned by Institutional Capital Network, Inc. (the "Company") and have our principal place of business in New York. NY. iCapital Securities. LLC ("iCapital Securities"), is a broker-dealer primarily engaged in the private placement of securities and is registered with the SEC and a membe
GLDUS138 Ian Slome iCapital Advisors, LLC Form ADV Part 2A Item 2: Material Changes This brochure amendment is made in connection with iCapital's annual updating re
existence of such placement fee could create a potential conflict of interest The prospect of receiving such compensation creates an incentive for iCapital Securities. LLC to place investors in the iCapital Private Access Funds from which it receives a placement fee over other investment vehicles from which it do
GLDUS138 Ian Slome iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their positi
Capital's policies and procedures. Furthermore. compensation for management persons is not based on any transaction-based compensation received by iCapital Securities (or its affiliates). Fees Paid by Brokerage Limited Partners. Limited partners in one or more of the Funds may elect to be treated as "brokerage li
GLDUS138 Ian Slome iCapital Advisors, LLC Form ADV Part 2A investment. Certain management persons of iCapital (or its affiliates) are also involved with soliciting
iplinary events required to be disclosed in this Item. Other Business Activities Mr. Vene is a Managing Partner at Capital Network and employee of iCapital Securities. LLC. In order to minimize any conflicts of interest, he does not receive sales commission. All employees of iCapital Advisors are instructed to pu
GLDUS138 Ian Slome iCapital Advisors. LLC Form ADV Part 28 Nicholas Veronis Educational Background and Business Experience Mr. Veronis is a member of iCapital Advi
iplinary events required to be disclosed in this Item. Other Business Activities Mr. Vene is a Managing Partner at Capital Network and employee of iCapital Securities. LLC. In order to minimize any conflicts of interest, he does not receive sales commission. All employees of iCapital Advisors are instructed to pu
GLDUS138 Ian Slome iCapital Advisors. LLC Form ADV Part 28 Daniel Vene Educational Background and Business Experience Mr. Vene is a member of Capital Advisor's inv
private investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
GLDUS138 Ian Slome a number of instances in recent years in which pooled investment vehicles investing in third-party funds have incurred substantial losses due to sp
Entities connected to both iCapital Securities and Ian Slome
iCapital
ORGANIZATIONGlendower
LOCATIONAccess Fund
ORGANIZATION
Michael Shannon
PERSON
Stanton
PERSONGlendower Capital
ORGANIZATIONPrivate Access Funds
ORGANIZATIONthe Direct Investment Funds
ORGANIZATIONThe Partnership Agreement
ORGANIZATION
New York
LOCATIONiCapital Advisor's
ORGANIZATIONNicholas Veronis
PERSONDaniel Vene
PERSONiCapital Advisors
ORGANIZATION
United States
LOCATION
Cayman Islands
LOCATION
Eric Holder
PERSONCayman
LOCATIONInstitutional Capital Network, Inc.
ORGANIZATION
United Kingdom
LOCATION