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GLDUS143 Henry Nicholas iCapital Advisors, LLC Form ADV Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network, Inc., the parent company of iCapital. Certain of the Funds hold
s, which was acquired by Thomson Financial in 2001. He received a B.S. degree in finance and marketing from Cornell University, and is a member of PREA and NCREIF. He holds FINRA licenses Series 7 and 63 as well as an FSA license. Disciplinary Information Mr. Vene has not been the subject of any material le
ension Capital Management iCapital Advisors, LLC Form ADV Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network, Inc., the parent company of iCapital. Certain of the Funds hold
s, which was acquired by Thomson Financial in 2001. He received a B.S. degree in finance and marketing from Cornell University, and is a member of PREA and NCREIF. He holds FINRA licenses Series 7 and 63 as well as an FSA license. Disciplinary Information Mr. Vene has not been the subject of any material le
Pacific Life Insurance Co iCapital Advisors, LLC Form ADV Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network, Inc., the parent company of iCapital. Certain of the Funds hold
s, which was acquired by Thomson Financial in 2001. He received a B.S. degree in finance and marketing from Cornell University, and is a member of PREA and NCREIF. He holds FINRA licenses Series 7 and 63 as well as an FSA license. Disciplinary Information Mr. Vene has not been the subject of any material le
LDUS127 Annandale Capital iCapital Advisors, LLC Form ADV Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network, Inc., the parent company of iCapital. Certain of the Funds hold
s, which was acquired by Thomson Financial in 2001. He received a B.S. degree in finance and marketing from Cornell University, and is a member of PREA and NCREIF. He holds FINRA licenses Series 7 and 63 as well as an FSA license. Disciplinary Information Mr. Vene has not been the subject of any material le
50 GLDUS141 Greg Martin iCapital Advisors, LLC Form ADV Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network, Inc., the parent company of iCapital. Certain of the Funds hold
s, which was acquired by Thomson Financial in 2001. He received a B.S. degree in finance and marketing from Cornell University, and is a member of PREA and NCREIF. He holds FINRA licenses Series 7 and 63 as well as an FSA license. Disciplinary Information Mr. Vene has not been the subject of any material le
Entities connected to both BNY Capital Corporation and PREA and NCREIF
iCapital
ORGANIZATIONUBS Financial Services Inc
ORGANIZATIONGroup AG
ORGANIZATION
Credit Suisse
ORGANIZATION
BlackRock
ORGANIZATIONBlackRock, Inc.
ORGANIZATIONDaniel Vene
PERSONEaton Partners
ORGANIZATIONFir Tree Partners
ORGANIZATION
Michael Shannon
PERSON
Stanton
PERSONNational Financial Services
ORGANIZATIONHollywood Blvd
LOCATIONthe Investment Committee
ORGANIZATIONKidder, Peabody & Co.
ORGANIZATIONThe Boston Business Journal
ORGANIZATIONGen II
ORGANIZATIONDislocation Opportunities Access Fund
ORGANIZATIONiCapital Network
ORGANIZATIONLiquidity of Investments
ORGANIZATION