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GLDUSI 30 Aspen Grove Capital, LLC Section 1: Executive Summary Glendower Capital Secondary Opportunities Fund IV. LP • Leverages informational advantage from relationships wi
ng alignment of interests The interests of the Glendower SOF Team will be strongly aligned with the investors in the Fund: • The senior members of Glendower Capital intend to commit a minimum of 1.0% of the Fund. • The partners and professionals of Glendower Capital will be entitled to receive all the Carried I
GLDUSI 30 Aspen Grove Capital, LLC Section 4. Glendower Capital Secondary Opportunities Fund IV. LP Glendower Capital Secondary Opportunities Fund IV. LP the NAV represents US$
pricing data is as of the Record Date,56 and does not factor in transaction structuring. 2018 Preqn Global Private Equity a Venture Gatatal Peeren Glendower Capital based on 2018 Preqin Global Prarate Equity 8 Venture Capital Report. Greenhill Secondary Market Trends It outlook. January 2018, and Dew Jones Pnvat
GLDUSI 30 Aspen Grove Capital, LLC Section 5: Fund Management Glendower Capital Secondary Opportunities Fund IV. LP From time to tine. end as appropriate, the Manager may invit
rs Carlo PlaJo-Biroll (52), Managing Partner and Chief Executive Officer. Based in London, Carlo is a Managing Partner & Chief Executive Officer of Glendower Capital. Prior to Glendower. Carlo spent 15 years at Deutsche Bank where he co-founded and has led the SOF Business since 2006. From 2003 to 2006 he partici
GLDLIS130 Aspen Grove Capital, LLC Section 5: Fund Managemerd Glendower Capital Secondary Opportunities Fund IV. LP finance) and investor relations for the secondary private eq
sor. Oppenheimer & Co. Inc. Joshua holds a BS from Tufts University. Francesco Rlgamontl (48), Senior Advisor. Based in Milan. Francesco works with Glendower Capital on specific secondary and co -investment opportunities. Francesco spent 17 years at Deutsche Bank where he was a founding member of the SOF Busines
GLDUSI 30 Aspen Grove Capital, LLC Glendower Capital Secondary Opportunities Fund IV, LP will be disclosed; (iv) where possible, the period for which your data will be retained;
ave any questions about the processing of your information or wish to exercise any of the rights referred to above, please contact Deirdre Davies at Glendower Capital. LLP at 16 Berkeley Street. London, W1J 8OZ. United Kingdom. You can also bring any issues or concerns you have regarding your personal data to the
GLIDLIS130 Aspen Grove Capital, LLC Glendower Capital Secondary Opportunities Fund IV. LP Appendix 2 Privacy Notice (A) NOTICE TO INVESTORS THAT ARE NOT NATURAL PERSONS Each p
e investor's investment in the Fund. For example, ultimate beneficial owners. officers or other authorized signatories. For the avoidance of doubt, Glendower Capital. LLP assuming responsibility as the "data controller" on behalf of the Fund, does not relieve any prospective investor that is a non-natural person
GLOUSI 30 Aspen Grove Capital. LLC I ntroductiont" Glendower Capital Secondary Opportunities Fund IV, LP ("SOF IV") Glendower Capital is an independent secondary private equity
GLOUSI 30 Aspen Grove Capital. LLC I ntroductiont" Glendower Capital Secondary Opportunities Fund IV, LP ("SOF IV") Glendower Capital is an independent secondary private equity manager owned by its partners - Fully funded and operational since its team spun-off from Deutsche Asset
GLOLIS130 Aspen Grove Capital. LLC Secondary market driven by global PE market growth... ...And increased propensity to trade Total PE assets have risen to US$2.8 trillion' US
015 2016 2017 —As % of total PE assets i1) Source: 2018 Preqin Global Private Equity & Venture Capital Report. 2017 values as at June. (2) Source. Glendower Capital based on 2818 Preqin Gobal Pilate Eqt.Aly & Venture Capaal Rep t Greenhill Secondary tslyvket Tftlroli 2015; arci ChYti Jorielt Private egtrty Analy
GLOLIS130 Aspen Grove Capital, LLC DB Placement Fee: Each DB Introduced Person will directly pay Deutsche Bank a Placement Fee (the "DB Placement Fee") in accordance with the s
Placement Fees: Pursuant to a separate agreement to be entered into between Deutsche Bank and one or more of the Underlying Fund, Glendower GP and Glendower Capital, LLC, Deutsche Bank will also act as placement agent for the Underlying Fund and will refer and/or introduce certain of its clients to the Underlyin
Entities connected to both Aspen Grove Capital and Glendower Capital
Glendower
LOCATION
Deutsche Bank
ORGANIZATION
Prince Charles
PERSONCharles Smith
PERSONSOF IV
ORGANIZATION
United Kingdom
LOCATION
United States
LOCATIONGlobal Corporate Finance
ORGANIZATION
Credit Suisse
ORGANIZATIONDeirdre Davies
PERSONDeirdre
PERSONColumbia Business School
ORGANIZATIONAdam Graev
PERSON
J. Robert Oppenheimer
PERSONEmilio Olmos
PERSON
General Electric
ORGANIZATIONJoshua Glaser
PERSON
the Cayman Islands
LOCATION
Lawrence Krauss
PERSONKatherine Weaver
PERSON