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75379 Pipeline- Full Opportunity Name Customer Name Close Date (%) cture BPS/Flat Fee Actual Revenue Sales Team Member KCP Private Markets Aspen Grove Capital, LLC 9/30/2015 ns) 15000000 BPS 5 7500 Paul Morris Benefit Street Partners- Benefit Street Partners 9/30/2015 ing (Secured) 30000000 BPS

ent 25 125000 Credit Line 00000 BPS Brokerage 5 25000 Deposits 50000000 BPS 40 200000 Paul Morris Estate of Gerard Basquiat- Estate of Gerard Basquiat red Lending (Secured) 50000000 BPS 100 500000 KKR EverWatch Financial 12/31/2015 75 Private 75000 75000 Paul Morris CLO 2 Falcon Trail

75574 Pipeline- Full Opportunity Name Customer Name Close Date (%) cture BPS/Flat Fee Actual Revenue Sales Team Member KCP Private Markets Aspen Grove Capital, LLC 9/30/2015 ns) 15000000 BPS 5 7500 Paul Morris Benefit Street Partners- Benefit Street Partners 9/30/2015 ing (Secured) 30000000 BPS

ent 25 125000 Credit Line 00000 BPS Brokerage 5 25000 Deposits 50000000 BPS 40 200000 Paul Morris Estate of Gerard Basquiat- Estate of Gerard Basquiat red Lending (Secured) 50000000 BPS 100 500000 KKR EverWatch Financial 12/31/2015 75 Private 75000 75000 Paul Morris CLO 2 Falcon Trail

DEN ASSET MGMT RELATIONSHIP Arden Asset ate Wealth Premium Money Market 0 Stewart Oldfield KCP Private Markets ASPEN GROVE CAPITAL RELATIONSHIP Aspen Grove Capital, LLC /2016 25 Brokerage (Commissions) 15000000 BPS 5 7500 Paul Morris Introduction BAKHSHANDEHPOUR, SAM RELATIONSHIP Bakhshandehpour, Sam

SAM RELATIONSHIP Bakhshandehpour, Sam 2/29/2016 Private Wealth Premium Money Market 0 Stewart Oldfield Lending BASQUTAT RELATIONSHIP Estate of Gerard Basquiat 3/31/2016 red Lending (Secured) 50000000 BPS 100 500000 Paul Morris Structured Lending BENEFIT STREET PARTNERS RELATIONSHIP Benefit Street P