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Scott 9/30/2015 0000 BPS 100 250000 Paul Morris Bronfman, Edgar Bronfman, Edgar 9/30/2015 25 25000000 BPS 40 100000 Paul Morris Deposits Bryant Jr., Donald 9/30/2015 terest 10000000 Loan Bulloch, Roger BPS 100 200000 Muni Portfolio Cavalry 25000000 BPS Banking Account Cavalry ing 500
75379 Pipeline- Full Opportunity Name Customer Name Close Date (%) cture BPS/Flat Fee Actual Revenue Sales Team Member KCP Private Markets Aspen Grove Capital, LLC 9/30/2015 ns) 15000000 BPS 5 7500 Paul Morris Benefit Street Partners- Benefit Street Partners 9/30/2015 ing (Secured) 30000000 BPS
Scott 9/30/2015 0000 BPS 100 250000 Paul Morris Bronfman, Edgar Bronfman, Edgar 9/30/2015 25 25000000 BPS 40 100000 Paul Morris Deposits Bryant Jr., Donald 9/30/2015 terest 10000000 Loan Bulloch, Roger BPS 100 200000 Muni Portfolio Cavalry 25000000 BPS Banking Account Cavalry ing 500
75574 Pipeline- Full Opportunity Name Customer Name Close Date (%) cture BPS/Flat Fee Actual Revenue Sales Team Member KCP Private Markets Aspen Grove Capital, LLC 9/30/2015 ns) 15000000 BPS 5 7500 Paul Morris Benefit Street Partners- Benefit Street Partners 9/30/2015 ing (Secured) 30000000 BPS
L RELATIONSHIP Dock Street Capital 3/31/2016 0 Private Wealth Premium Money Market 0 Stewart Oldfield Deposits DONALD BRYANT JR. RELATIONSHIP Bryant Jr., Donald 3/31/2016 10 Priv ate Wealth Premium Checking w/Interest 10000000 BPS 40 40000 Paul Morris Loan DORRANCE FAMILY RELATIONSHIP Dorra
DEN ASSET MGMT RELATIONSHIP Arden Asset ate Wealth Premium Money Market 0 Stewart Oldfield KCP Private Markets ASPEN GROVE CAPITAL RELATIONSHIP Aspen Grove Capital, LLC /2016 25 Brokerage (Commissions) 15000000 BPS 5 7500 Paul Morris Introduction BAKHSHANDEHPOUR, SAM RELATIONSHIP Bakhshandehpour, Sam
Entities connected to both Bryant Jr. and Aspen Grove Capital

Prince Charles
PERSONLeon Black
PERSONPrivate Wealth Premium
ORGANIZATIONFalcon Trail Capital
ORGANIZATIONBlue Mountain Capital Management
ORGANIZATION
Lawrence Krauss
PERSONCredit Line
ORGANIZATION
Donald Trump
PERSONEverWatch Financial
ORGANIZATIONGaslow
ORGANIZATIONU.S. Structu
LOCATION
Prince Andrew
PERSON
Bronfman
PERSONDF Enterprises
ORGANIZATIONCummings
PERSONAirplane Loan
ORGANIZATION
Stewart Oldfield
PERSONAtlantic Family Office
ORGANIZATIONBulloch
PERSONGerard Basquiat
PERSON