Epstein Secrets

349261.34 261570.001 349261. 0.0 0.0 15045.14 21615.17 1.335249 0.0 0.0 0.0 9710670708 0241499376 Benchmark Aware 0.0 0.0 9/2013 EUR VOLKSWAGEN AG PFD ISIN SEDOL VOWS IW USD 1400.0 1400.0 . .137 1 255882.59 340287.6 16/0 255882.59 340287.6 255976.0 341791.95 255976.0 341791.95 0.0 0

0.0 0.0 9000.0 9000.0 1.0 05/08/2014 0.0 0.0 0.0 0.0 9710670708 0241499376 0.0 0.0 LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 16/09/2013 USD USD 888972.0 888972.0 0.0 1.0 13/09/2013 0.0 0.0 0.0 0.0 440775.382 440775.382 440

YPB NA /CAA GMAC CAPITAL TRUST I PFD STK 8 1/8% 361860-20-8 ALLYPA ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE 780097-71-3 RBS PT NA /P-2 VOLKSWAGEN AG PFD ISIN DE0007664039 SEDOL 5497168 928662-92-3 UR Total Preferred Stocks $8,600,970.99 $7,929,703.71 $671,267.28 $648,432.00 7.54% 227.26 1,40

5H-HA-1 BBB /BA1 JPMORGAN CHASE & CO VAR RT 07/24/2013 DTD 07/29/2013 48126H-AA-8 BBB /BA1 LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 N/O Client SWPBDR-UH-6 MS MARKET PLUS MRK 08/20/14 80% EKO BARRIER- 3.55%CPN ,UNCAPPED INITIAL LEVEL-02/14

Equity HSBC CONT BUFF EQ SX5E 08/29/14 102.56 80% EKO BARRIER- 4%CPN 17% CAP INITIAL LEVEL-05/24/13 SX5E:2764.29 40432X-FP-1 Preferred Stocks VOLKSWAGEN AG PFD ISIN DE0007664039 SEDOL 5497168 928662-92-3 UR 2,000,000.000 2,051,200.00 2,000,000.00 51,200.00 236.01 EFTA01547055 1,400.000 330,412.42

RN FINANCIAL, LLC ACCT. For the Period 9/1/13 to 9/30/13 Price Concentrated & Other Equity LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 N/O Client SWPBDR-UH-6 Unclassified P JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0%CPN 25% CAP IN

0 2,128,600.00 2,000,000.00 128,600.00 EFTA01547178 SOUTHERN FINANCIAL, LLC ACCT. For the Period 10/1/13 to 10/31/13 Price Preferred Stocks VOLKSWAGEN AG PFD ISIN DE0007664039 SEDOL 5497168 928662-92-3 UR Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div

tal Income Type Settle Date Selection Method Contributions 10/2 Misc Receipt Description LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 SWAP RESET EQUITY LEG - DEAL REF 30140386 AS OF 09/25/13 (ID: SWPBDR-UH-6) 10/22 Misc Receipt LONG TOTAL RET