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WFAL-4 Rated t.allest beet Year Since 2001 DAUM!, RAMO COMMUNICATIONS amerce Clearlas through P.O.W. LLC.a assy aimed stinicliory of WeBarka Now Ycelt Melba Corporation0NY Melim) PeoNne 11C. menu. rirmAANYELG0rt_ 00046344 DB-SDNY-0009168 EFrA_00156953 EFTA01289316 Summary of Gains and Losses Reali
ket Even Year SoKe 200/ DALBAR RATED COMMUNICATIONS tzetteletCE Page 3 of 19 Cloarlas through P Wie LLC,a Sbaly owned adnithory of Ow Barka Now YM Melba Corporation (VW Waal Pashint motto FINROARtlieleM_00046364 DEI-SDNY-0009188 EFTA_00 156973 EFTA01289336 Portfolio Holdings (continued) Adjus
Inge Rated (salient tan Year S.ritt 200/ DALBAR RATED C0MMUNICATi0t6 aciatna Cleating through hilw{ LLC.a wavy owned stiniclian of ft BOSCO Now Ycelt Melba Corporation (INY Mellon) holing 11.C. not. FINRAWM_00046433 DB-SDNY-0009257 EFTA_00157042 EFTA01289405 TERMS AND CONDMONS TRANSACTIONS • ALL
httlket Even Year SoKe 200/ DALBAR RA TED COMMUNICATIONS (XCOJANCE Page 3 of 17 Clearlas through P.O.W. LAC, Sbaly toned att." of Ow Barka Now YM Melba CoMotation (MY WIWI Pas him LIC. mote. FINIto,MtlYeLelt00046437 CBSDNY-0009261 EFIA_00157046 EFTA01289409 Portfolio Holdings (continued) Dale
NFIDOMPAL ••••• Ratecamallent EworYtarSme200/ DAMARRATEDCOMMUNKAPONS ()MANCE Clearlas through h O.W. taco ...aftowned stithory of Ow Barra Now Ycelt Melba Cot/antics (IINY Mel n) Penhint L1C. monhe. nnickfiRitlYALGOL00047164 DB-SDNY-0009988 EFTA_00157773 EFTA01290033 a Deutsche Bank P.O. Box 177
Rated (.hiked Even Year SoKe 200/ DAL BAR RA TED COMMUNICATORS (XCOJANCE Clearlas through Perstarell.C. a Saw/ toned stinithory of tMeanka Now YM Melba CoMotation (MY NNW) Per sNnt tLC. mama. FINRA.latfiaGM-00047207 DB-SDNY-00 10031 EFIA_001 57816 EFTA01290076 Transactions by Type of Activity
Entities connected to both Ycelt Melba and YM Melba
THE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATION
Deutsche Bank
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Angela Merkel
PERSONthe State of New York
LOCATIONLegal Department
ORGANIZATION
George W. Bush
PERSONPershing LLC
ORGANIZATIONPershing
LOCATION
CUSTOMS
ORGANIZATIONPennine
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION