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O/ DALLAS RATED COMMUNICATIONS OCILLUICI Char/ft Stough Pershing LLC. • Sbaly coned paskliary of the Barka Now Yea Melba Corporation (SNY Mace) Ptrshine 11C. merit.. FINRA.64,1 YeLelt00046326 DB-SDNY-0009150 EFIA_00156935 EFTA01289298 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 Dtutviv.
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ICt 2C0/ DALBAR RA ID COMMUNICATIONS actinic Cleating throush haft LC, Sway owned adnicliory of tlw Bark of New Yak Mellon Corporation (ON lim) Ptrshine 11C. meYndx Me . FINRA.AW 00046343 DB-SDNY-0009167 EFTA_00 156952 EFTA01289315 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 SOUTHERN FINA
: Page '5 of '7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg Rated (Kellent tan Year Sege 2001 DALBAR RATED COMMUNICATIONS around Cleating through Pershing LLC.a Swayowned stinicliory of theBarka New Yak Mellon Co•Pontion OM Melee/ Penning 11C.mendx. FiNRA.A7s r DB N MY:000000946134
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isYear Yield 6,531.88 0.92% 86,531.88 Page 3 of 8 CONFIDWFAL armee Rated (Kent.% (n.y Year Sect 2C01 DALBAR RATED COMMUNICATIONS acittuta Cleating through hating ac a abaft ("mod ninicliary of the Bark a Now Ycelt Melba CorporationSW Afelleal Ft shim 11.C. mends FINRPARtqfPA—00047172 DB-SDNY
Entities connected to both Ptrshine and Cleating
Merkel Value
PERSONON PERSHING'S
ORGANIZATION
Mellon
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATION
Deutsche Bank
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONPershing
LOCATIONJersey City
LOCATION
CUSTOMS
ORGANIZATION
Angela Merkel
PERSON
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATION
Jeff Sessions
PERSON