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IOVERATIV INC COM 09/21/17 02114/12 Noncovered* first In First Out! SBA 1.041.000 59.259.41 19.42612 39.83315 Security Identifier. 09075E00 DISH NETWORK CORP CL 09121/17 06/10115 Covered first In First Out / SELL 5.000.000 266.933.20 364.97810 .99.044.80 Security Identifier 25470 lil 19 GLAXOSM ITHK
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fied: or Page 17 of 19 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID Rated twine% bay Yee. Sect 2001 DA Wt PAM) COWAUNICATTOP6 mama Cleating through Peal% LUC, Sway owned att." old* Banta New Yak Mellon Corporation OW( Mellon M_00046432 Ptrshine 11C. rnendx. FIN AW Se& RA. DB-SDNY-
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EL COM Security Identifier. CNC Dividend Option: Cash CUSP: tt35B91 09/08/14 15.550.000 63.6450 989.679.75 88.8500 1.381.617,50 391.937.75 DISH NETWORK CORP CL A Security Identifier: DISH Dividend Option: Cash CUSP 25470M139 06/10/15 5,000.000 72.9960 364,978.00 57.2900 286,450 00 -78,528.00 FACEB
: Page '5 of '7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg Rated (Kellent tan Year Sege 2001 DALBAR RATED COMMUNICATIONS around Cleating through Pershing LLC.a Swayowned stinicliory of theBarka New Yak Mellon Co•Pontion OM Melee/ Penning 11C.mendx. FiNRA.A7s r DB N MY:000000946134
Entities connected to both DISH NETWORK CORP CL and Cleating
Pie Chart
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONthe Pershing Customer Service Department
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATION
Baltimore
LOCATIONJersey City
LOCATION
Ghislaine Maxwell
PERSONON PERSHING'S
ORGANIZATIONPershing LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONTAXABLE
ORGANIZATION
Barclays
ORGANIZATION