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IOVERATIV INC COM 09/21/17 02114/12 Noncovered* first In First Out! SBA 1.041.000 59.259.41 19.42612 39.83315 Security Identifier. 09075E00 DISH NETWORK CORP CL 09121/17 06/10115 Covered first In First Out / SELL 5.000.000 266.933.20 364.97810 .99.044.80 Security Identifier 25470 lil 19 GLAXOSM ITHK
O/ DALLAS RATED COMMUNICATIONS OCILLUICI Char/ft Stough Pershing LLC. • Sbaly coned paskliary of the Barka Now Yea Melba Corporation (SNY Mace) Ptrshine 11C. merit.. FINRA.64,1 YeLelt00046326 DB-SDNY-0009150 EFIA_00156935 EFTA01289298 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 Dtutviv.
EL COM Security Identifier. CNC Dividend Option: Cash CUSP: tt35B91 09/08/14 15.550.000 63.6450 989.679.75 88.8500 1.381.617,50 391.937.75 DISH NETWORK CORP CL A Security Identifier: DISH Dividend Option: Cash CUSP 25470M139 06/10/15 5,000.000 72.9960 364,978.00 57.2900 286,450 00 -78,528.00 FACEB
ICt 2C0/ DALBAR RA ID COMMUNICATIONS actinic Cleating throush haft LC, Sway owned adnicliory of tlw Bark of New Yak Mellon Corporation (ON lim) Ptrshine 11C. meYndx Me . FINRA.AW 00046343 DB-SDNY-0009167 EFTA_00 156952 EFTA01289315 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 SOUTHERN FINA
od Basis Market Price Market Vali:. Unrealized Pin Lon Estimated Edimaled Annual Income Yidd EQUITIES (continued) Common Stocks (continued) DISH NETWORK CORP CL A Dividend Oplion: Cash Security Identifier Mai CUSP 254701409 06/10/15 5,000.000 72.9960 364,978.00 62.0000 310,000.00 -54,978.00 FACE800
2C0 DAUM RATED COMMUNICATORS MELLING( Owl** through Pesti{ Lit. a Mr" anal starry of tlw Bank of Nim York Ateltiv Corporation0NY MS) 00046430 Ptrshine 1.1C. merit. ontoefiRtiieGM_ DEI-SDNY-0009254 EFTA_00157039 EFTA01289402 Fixed IncomeAnalysis Bond Quality Bond Nobly A BAA BAI Lower Not
Entities connected to both DISH NETWORK CORP CL and Ptrshine
Pie Chart
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONthe Pershing Customer Service Department
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATION
Baltimore
LOCATIONJersey City
LOCATION
Ghislaine Maxwell
PERSONON PERSHING'S
ORGANIZATIONPershing LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONTAXABLE
ORGANIZATION
Barclays
ORGANIZATION