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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID Rated (scallent fray Yee/ Since 2C01 DALIAR RATED COMMUNICATIONS mama Cloating trough Peal% LC, SIN/ owned "ISSN. atraata New Yak Melon Corporation (ONY Mellon) M_00046306 Pttshine entnin FINRA.VAPtilke DB-SDNY-0009 130 EFTA_00156915 E
6 98 BO 10 0 24 2C SF30 0 25 CONFIDO. L Rated Eaceilent (my Year time 2007 DMIAR IMO COMMUNICATIONS EXCILlatta 28.291 14 290% Page 10 of 31 Cleating through Penang IIC *tab./ evened sateldiery of Tl,e Bank a New Yeelt Melee Ceoporatton (IINY atelloo) Per ihnx 11.C.nntrber l a) DB-SDNY-0009062
0% Page 7 of 22 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. Rated boalent beet Year Sege 200/ DAIL!, RATED COMUNICATCP6 'Karmic( Cleating through Pantiles11C. a Sbany owned stidlary Oft...mkt/ New Yak Mellon Como-melon (MY Mellon) Petshift lit. mends FINRA.Pk DB- SDNY-0009135 keM°°4
AL — PURSUANT TO FED. R. CRIM. P. 6(e) Page " of CONFIDg Rated (scellent fray Year &ace 2CO1 DAL/AR RATED COMUNICAIVIIS D agma Cleating trough Peal% LC, Sway owned sticliary of **Bark of New Yak Medan Corporation (IINY WNW Pershing ll.C.mtnis MRA.VAPIII2PM_00046445 DB-SDNY-0009269 EFTA_00157054
fied: or Page 17 of 19 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID Rated twine% bay Yee. Sect 2001 DA Wt PAM) COWAUNICATTOP6 mama Cleating through Peal% LUC, Sway owned att." old* Banta New Yak Mellon Corporation OW( Mellon M_00046432 Ptrshine 11C. rnendx. FIN AW Se& RA. DB-SDNY-
SEVO CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Page " of CONFIDg Rated (scellent fray Year &ace 2CO1 DAL/AR RATED COMUNICAIVIIS D agma Cleating trough Peal% LC, Sway owned sticliary of **Bark of New Yak Medan Corporation (IINY WNW Pershing ll.C.mtnis MRA.VAPIII2PM_00046445 DB-SDNY-0009269
— PURSUANT TO FED. R CRIM. P. 6(e) Pagel of 9 CONFIDWFAL-4 Wed bane% hay Year Sffice 2C0/ DAUM RA TED COMUNICATiOt6 FICILIANCI Clearlas through Peal% LC. a wilwanornal emery of tinier. a Nom Yak Mike Corporation (MY NNW) Ptrshint L1C. mat. FINRA,EINYILGM-00047192 DB-SDNY-0010016 EFrA_00 I 57801
isYear Yield 6,531.88 0.92% 86,531.88 Page 3 of 8 CONFIDWFAL armee Rated (Kent.% (n.y Year Sect 2C01 DALBAR RATED COMMUNICATIONS acittuta Cleating through hating ac a abaft ("mod ninicliary of the Bark a Now Ycelt Melba CorporationSW Afelleal Ft shim 11.C. mends FINRPARtqfPA—00047172 DB-SDNY
Entities connected to both Peal% LC and Cleating
USAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONJersey City
LOCATIONInterest - U.S. DOLLARS
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONPtrshine
ORGANIZATIONSbaly
ORGANIZATION
Baltimore
LOCATION
Jeff Sessions
PERSON
Mellon
ORGANIZATION
Deutsche Bank
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Angela Merkel
PERSONthe State of New York
LOCATIONLegal Department
ORGANIZATIONMerkel Value
PERSONPershing LLC
ORGANIZATIONPershing
LOCATION