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4•RA2 M TG 3.298.25 USD 939336S20 PASSTHRU CTF CL C.B1VAR RATE 7032% 07/25/33 B/E DTD 06/0104 RD 07/31P0 08/ 25/17 08131/17 MONEY MARKET FUND DEUTSCHEGOVT CASH 13,815.54 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 434,739.48 Distributions 08/31/17 PARTNERSHIP
. R CRIM. P. 6(e) Page 16 of 18 CONFIDWAL-4 Rated balk. bery Yea, Sect MO/ DALIAlt RATED COMMUNICATiOt6 pruritic( Clozelas through Pantiles1.Mo Sbaly *vend stiosidiory of Ow Bark of Now Ycelt Mace Comotatlas Ma Mellon) Pestling men**. FINR,Salye,GM_00046359 DB-SDNY-0009183 EFTA_00156968 EFTA
88,235.00 Page 5 of 18 CONFIDOMPAL lawn Rated (salient tan Yeat Sect 200/ DALBAR RATED CONMUNICA11016 actituta Clearlas through P.O.W. LAC. a Sbaly owned wintry of the Barka Now Ycelt Melba CorporationOM WIWI holing 1.1C. mortet FINRA.MOYEGM-00046348 DB-SDNY-0009172 E FTA_00 156957 EFTA0128
T TO FED. R CRIM. P. 6(e) Page 3 of 17 CONFIDNVAL-41 Rated Gott Gay Yaw Salle 2007 DAWN PATM CCSIMUNICATONS mama Clearing through Pershing LUC, Sbaly ("mod Snider" of the Bark er New Yak Melba Corporation (MY mace) hrshint 11C. ment. FINRA.MOYELM-00046329 OS-SONY-0009153 EFrA_00 156938 EFTA01
rket Fund Detail (continued) )ecember 1,2017 - December 31,2017 SOUTHERN F1NA NCIAL LLC Date Activity Type Sweep M oney Market Fund (continued) DEUTSCHEGOVT CASH INSTL (continued) Desaiptioi Amount Una 12113/17 Withdraw al MONEY FUND REDEMPTION 416.860 04 960.867.59 12116/17 Deposit MONEY FUND
. R CRIM. P. 6(e) CONFIDOWAL-4 Rated (Eclkot hay Yea, Sege 200/ DALLURATED COMMUNICATIONS DICILLUICI Page '3 of 22 Clearing through harts LC. a Sbaly owned stinicliory of Mn Barka New Yak Melba Corporation (MY Wien) Paging 11C. motel FINROARtlYeLelt00046317 DI3-SDNY-0009141 EFTA_00 156926 EFT
R CRAM. P. 6(e) Page 22 o(22 CONFIDWFAL a ItMed Exam hav Yen Since 2CO/ DALLAS RATED COMMUNICATIONS OCILLUICI Char/ft Stough Pershing LLC. • Sbaly coned paskliary of the Barka Now Yea Melba Corporation (SNY Mace) Ptrshine 11C. merit.. FINRA.64,1 YeLelt00046326 DB-SDNY-0009150 EFIA_00156935
4•RA2 M TG 3213.76 USD 939336520 PASSTHRU CTF CL C.8-1VAR RATE 6 297% 07/25/33 BEE DTD 06/0104 RD 0131PO 02/ 25/17 02/28/17 MONEY MARKET FUND DEUTSCHEGOVT CASH 6.170.70 USD INCOME RECEIVED PER232045 Total Dividends and Interest -U S DOUARS 0.00 510,061.18 Distributions 02128/17 PARTNERSHIP DIS
I P. 6(e) CONFIDWFAL ••••• Rated httlket Even Year SoKe 200/ DALBAR RA TED COMMUNICATIONS (XCOJANCE Page 3 of 17 Clearlas through P.O.W. LAC, Sbaly toned att." of Ow Barka Now YM Melba CoMotation (MY WIWI Pas him LIC. mote. FINIto,MtlYeLelt00046437 CBSDNY-0009261 EFIA_00157046 EFTA01289409
Entities connected to both DEUTSCHEGOVT and Sbaly
Interest - U.S. DOLLARS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Angela Merkel
PERSON
Ghislaine Maxwell
PERSONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONJersey City
LOCATIONTAXABLE
ORGANIZATION
Baltimore
LOCATION
Jeff Sessions
PERSON
Mellon
ORGANIZATION
Deutsche Bank
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe State of New York
LOCATION