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06/15 3,000,000.000 100.0000 Tot al Corporate Bonds 23.972.000 000_ TOTAL FIXED INCOM E 23,972,000.000 Date Acquired EQUITIES Common Stocks ALIBABA GROUP HLDG LTD SPONSORED ADR 'SINS US0.609W 1327 Dividend Oplion: Cash 06110115 AMAZON COM INC Dividend Option: Cash 03/29/18 04102118 Total Covered Total 1,000.000
ore EmyYesSimeNCI7 040ARMIOCOMMUNCATIONS EXCLUENCE Cleats Ihrtwgh Pena LLC. • wholly {waled sulnliary of The Bakal New Yeti Mellon Corporation (WY Mellon) Pasha LLC. mart& 'URA NYSE Si PC DB-SDNY-0065668 SDNY_GM_00211852 EFTA01372069
2 mentions1 same-page
Page ?Same page
06/15 3,000,000.000 100.0000 Tot al Corporate Bonds 23.972.000 000_ TOTAL FIXED INCOM E 23,972,000.000 Date Acquired EQUITIES Common Stocks ALIBABA GROUP HLDG LTD SPONSORED ADR MINA USO tO9W 1327 Dividend Oplion: Cash 06110115 AMAZON COM INC Dividend Option: Cash 03/29/18 04102118 Total Covered 1,000 000 Total
ore EmyYesSimeNCI7 040ARMIOCOMMUNCATIONS EXCLUENCE Cleats Ihrtwgh Pena LLC. • wholly {waled sulnliary of The Bakal New Yeti Mellon Corporation (WY Mellon) Pershrtz LLC. mart& 'URA NYSE Si PC DB-SDNY-0083168 SDNY_GM_00229352 EFTA01383460
2 mentions1 same-page
Page ?Same page
06/15 3,000,000.000 100.0000 Tot al Corporate Bonds 23.972.000 000_ TOTAL FIXED INCOM E 23,972,000.000 Date Acquired EQUITIES Common Stocks ALIBABA GROUP HLDG LTD SPONSORED ADR 'SINS US0.609W 1327 Dividend Oplion: Cash 06110115 AMAZON COM INC Dividend Option: Cash 03/29/18 04102118 Total Covered Total 1,000.000
ore EmyYesSimeNCI7 040ARMIOCOMMUNCATIONS EXCLUENCE Cleats Ihrtwgh Pena LLC. • wholly {waled sulnliary of The Bakal New Yeti Mellon Corporation (WY Mellon) Pasha LLC. mart& 'URA NYSE Si PC DB-SDNY-0084402 SDNY_GM_00230586 EFTA01384295
Sponsored
Mutual Connections (14)
Entities connected to both ALIBABA GROUP HLDG LTD SPONSORED and WY Mellon
Condoleezza Rice
PERSON7 w/ ALIBABA·3 w/ WY
Ghislaine Maxwell
PERSON7 w/ ALIBABA·2 w/ WY
CITIGROUP INC FAD
ORGANIZATION4 w/ ALIBABA·3 w/ WY
Pershing
LOCATION5 w/ ALIBABA·2 w/ WY
SE
Securdy
PERSON5 w/ ALIBABA·2 w/ WY
Tot al Corporate
ORGANIZATION4 w/ ALIBABA·3 w/ WY
mart& '
ORGANIZATION3 w/ ALIBABA·3 w/ WY
Deutsche Bank
ORGANIZATION4 w/ ALIBABA·2 w/ WY
Cleats Ihrtwgh Pena LLC
ORGANIZATION3 w/ ALIBABA·3 w/ WY
The European Central Bank
ORGANIZATION4 w/ ALIBABA·2 w/ WY
URA NYSE Si
ORGANIZATION3 w/ ALIBABA·3 w/ WY
Raling BA2 S 6 P Rating
ORGANIZATION2 w/ ALIBABA·2 w/ WY
APOLLO GLOBAL IA
ORGANIZATION2 w/ ALIBABA·2 w/ WY
Pasha LLC.
ORGANIZATION2 w/ ALIBABA·2 w/ WY