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ear Since 2007 OMAR PAITO COMMUNICATIONS UCtLIINCI Page 4 of '8 Clewing through Pealwag U.C. a %l a7 owned Maid's." of TM Bonk Ott. York Mellon CaveratIon (OM Wilco) PerOing literitetty IthRA.PknflieM-00046472 DB-SDNY-0009296 EFTA_00 I 5708 I EFTA01289444 Deutsche Bank P.O. Box 1 7 76, Baltimore,
X Description SERVICE/ ASTER CO NT 7250% 0310138 BIE DTD 03/02198 YLD 7.359 TO MAT SERVICEN ASTER CO NT 7250% ON /311 EVE DTD 03/02198 /ID 7.409 TOMAT SERVICEM ASTER CO NT 7250% 03/0138 BIE DID 03/02198 YID 7.409 TOMAT SERVICEM ASTER CO NT 7250% 0310138 BIE DTD 03/02198 YID 7.359 TO RAT WASHING
lein Every Yew Since 2007 DALBAR MTV) COMMUNICATIONS LXCLIAINCI Cleanng through Peaking LC* Maly anal ittakflary of The Bank el Mew Yore Mellon CaveratIon (OM Wilco) Per Oing 11.C. meet.. IthitA.Pkilli2PM—OOO46748 DB-SDNY-0009572 EFTA_00157357 EFTA01289720 Deutsche Bank P.O Box 1776, Baltimore, MD
IONS CORP SR NT FULLY EXCHANGED -1,000,000.000 96.1580 24,555.56 986,129.56 USD FTR3684517 FROM CUSP 8.500% 04/6120 B/E DID 04/12/13 YLD 9478 TOMAT 01/29/18 01/25/18 SOLD WISDOM TREE TR illiPAN HEDGED EQUITY ED UNSOLICITED -30,000 000 61.3888 1,840,416.05 USD DXJ ORDER AVERAGE UNIT PRICE
ted [smitten trey Yew Since 2007 OMAR MITO COMMUNICATIONS EXCLUINCI Cleanng *roar PEWS 11C. a iota/ corned Maid's." a The Mak a New Yak Mellor. CaveratIon (MY Mike) Per 11. ing rner-bn A.g411WPM-00046276 DB-SDNY-0009100 EFTA_00 156885 EFTA01289248 Transactions by Type of Activity (continued) Roa
ONSCORP SR NT FULLY EXCHANGED 1.000.000.000 98.7500 42.027.78 -1.029.533.78 USD FTR3684517 FROM CUS1P 8 500% 041572081E DTD 04/12/9 YLD 9.068 TOMAT 10/16/17 10113/17 PURCHASED CALL DO TIME WARNER INC NEW COM NEW EXP 10.000 4.5000 4,536.00 USD 990AHOGHJ 046.16@90 000 OPTION ROOT= TWX OPEN
Entities connected to both CaveratIon and TOMAT
M oody's
ORGANIZATION
Baltimore
LOCATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONPershing
LOCATION
Jeff Sessions
PERSON
Mellon
ORGANIZATION
CUSTOMS
ORGANIZATIONCleanng
PERSONthe Options Clearing Corporation
ORGANIZATIONNFIDO
ORGANIZATION
Deutsche Bank
ORGANIZATIONJersey City
LOCATIONUMIAK
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONCONFIDOP
ORGANIZATION