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ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP INC 7% MAY 01 2017 DTD 11/04/2009 125581-FX-1 B+ /B2 99.00 1,200,000.00 1,188,000.00 1,219,500.00 (31,500.00) 84,000.00 18,900.00 7.22% 108.25
Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 107.65 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP I
NERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 BB- /B2 CIT GROUP INC 7% MAY 01 2017 DTD 11/04/2009 125581-FX-1 B+ /B2 100.00 1,200,000.00 1,200,000.00 1,219,500.00 (19,500.00) 84,000.00 11,899.20 7.00% 109.50
Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 109.00 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 BB- /B2 CIT GROUP
ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP INC 7% MAY 01 2017 DTD 11/04/2009 125581-FX-1 B+ /B2 100.13 1,200,000.00 1,201,500.00 1,219,500.00 (18,000.00) 84,000.00 11,899.20 6.97% 111.25
Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 110.00 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP I
ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP INC 7% MAY 01 2017 DTD 11/04/2009 125581-FX-1 B+ /B1 100.00 1,200,000.00 1,200,000.00 1,219,500.00 (19,500.00) 84,000.00 18,900.00 7.00% 113.00
Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 111.00 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP I
ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP INC 7% MAY 01 2017 DTD 11/04/2009 125581-FX-1 B+ /B1 100.00 1,200,000.00 1,200,000.00 1,219,500.00 (19,500.00) 84,000.00 18,900.00 7.00% 113.00
Fixed Income 3PM HIGH YIELD FD - SEL FORD MOTOR CREDIT CO LLC 4812C0-80-3 111.00 SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 CIT GROUP I
EL CORP 88.00 1,203000.00 1,032,000.00 1,223,780.00 (191,780.00) 72,000.00 349% 8% DEC I 2016 24,000.00 DTD 11/20/2006 852061-AD-2 BB- B1 CIT GROUP INC 97.00 1,200,000.00 1,184,000.00 1,219,500.00 (55,500.00) 84,000.00 768% 7% MAY 01 2017 4,899.80 DTD 11/04/2009 125581-FX-1 B+ /62 J.P Mor
1,200,000.00 1,260,000.00 1.327.800.00 (67,800.00) 84,000.00 5.43% SR NOTES 7% APR 15 2015 38,732.40 DTD 04/09/2010 3453974/N43 BB- /13A2 PEABODY ENERGY CORP 109.88 1,200,000.00 1,318,500.00 1,383500.00 (45,000.00) 88,500.00 5.14% SR NOTES 7 318% NOV 1 2018 38,874.80 DTD 10/12/2008 704649-AE-4 B
Entities connected to both CIT GROUP INC and PEABODY ENERGY CORP

JPMorgan Chase
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONFORD MOTOR CREDIT CO LLC
ORGANIZATION
Paul Morris
PERSON
Newark
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
Bank of America
ORGANIZATION
FDIC
ORGANIZATION
Paul Barrett
PERSON
Nassau
LOCATIONSPRINT NEXTEL CORP
ORGANIZATIONJason Grosse
PERSONClient Service Representative
ORGANIZATIONJ.P. Morgan Securities LLC's
ORGANIZATIONNet Capital Requirements
ORGANIZATION