SMITHFIELD FOODS INC

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SCOTLAND GRP PLC

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EFTA01573823

2 mentions1 same-page

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ERGY INC 7 7/8% JUN 15 2017 DTD 06/13/2007 74971X-AC-1 B- /B3 SERVICE CORP INTL 7% JUN 15 2017 DTD 06/15/2006 MULTI CPN 817565-BF-0 BB- /BA3 SMITHFIELD FOODS INC SR NOTES 7 3/4% JUL 1 2017 DTD 6/22/2007 832248-AQ-1 BB /B1 PINNACLE ENTERTAINMENT 8 5/8% AUG 01 2017 DTD 02/01/2010 723456-AK-5 BB- /B1 CHES

1.00 22,822.30 (4,143.75) 22,822.30 (4,143.75) $18,678.55 22,822.30 (4,143.75) $18,678.55 $0.00 $2.28 $0.35 US Fixed Income P ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 LENNAR CORPORATION 5.6% MAY 31 2015 DTD 4/28/2005 526057-AS-3 B+ /B2 CITYCENTER HLDGS/F

EFTA01574028

2 mentions1 same-page

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NERGY INC 7 7/8% JUN 15 2017 DTD 06/13/2007 74971X-AC-1 B /B3 SERVICE CORP INTL 7% JUN 15 2017 DTD 06/15/2006 MULTI CPN 817565-BF-0 BB- /BA3 SMITHFIELD FOODS INC SR NOTES 7 3/4% JUL 1 2017 DTD 6/22/2007 832248-AQ-1 BB /B1 PINNACLE ENTERTAINMENT 8 5/8% AUG 01 2017 DTD 02/01/2010 723456-AK-5 BB- /B1 CHES

,998.75 43,109.49 (12,325.00) 2,998.75 $33,783.24 43,109.49 (12,325.00) 2,998.75 $33,783.24 $0.00 $4.31 $0.48 US Fixed Income ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 LENNAR CORPORATION 5.6% MAY 31 2015 DTD 4/28/2005 526057-AS-3 BB- /BA3 CITYCENTER HLDGS

EFTA01573924

2 mentions1 same-page

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5,000.00 36,780.27 (1,990.00) 5,000.00 $39,790.27 36,780.27 (1,990.00) 5,000.00 $39,790.27 $0.00 $3.67 $0.30 US Fixed Income ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 LENNAR CORPORATION 5.6% MAY 31 2015 DTD 4/28/2005 526057-AS-3 8+ /B1 103.56 10,000.00

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EFTA01574295

2 mentions1 same-page

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ENERGY INC 7 7/8% JUN 15 2017 DTD 06/13/2007 74971X-AC-1 B /B2 SERVICE CORP INTL 7% JUN 15 2017 DTD 06/15/2006 MULTI CPN 817565-BF-0 BB- /B1 SMITHFIELD FOODS INC SR NOTES 7 3/4% JUL 1 2017 DTD 6/22/2007 832248-AQ-1 BB /B1 110.25 10,000.00 11,025.00 10,475.00 550.00 775.00 387.50 4.90% 110.25 20,00

2,160.00 73,737.48 (2,200.00) 2,160.00 $73,697.48 73,737.48 (2,200.00) 2,160.00 $73,697.48 $0.00 $7.37 $0.38 US Fixed Income ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 LENNAR CORPORATION 5.6% MAY 31 2015 DTD 4/28/2005 526057-AS-3 BB- /BA3 CITYCENTER HLDGS

EFTA01574185

2 mentions1 same-page

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ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income SERVICE CORP INTL 7% JUN 15 2017 DTD 06/15/2006 MULTI CPN 817565-BF-0 BB- /BA3 SMITHFIELD FOODS INC SR NOTES 7 3/4% JUL 1 2017 DTD 6/22/2007 832248-AQ-1 BB /B1 PINNACLE ENTERTAINMENT 8 5/8% AUG 01 2017 DTD 02/01/2010 723456-AK-5 BB- /B1 CHES

1.00 31,554.81 (5,600.00) 31,554.81 (5,600.00) $25,954.81 31,554.81 (5,600.00) $25,954.81 $0.00 $3.15 $0.30 US Fixed Income ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 LENNAR CORPORATION 5.6% MAY 31 2015 DTD 4/28/2005 526057-AS-3 BB- /BA3 CITYCENTER HLDGS

EFTA01574082

2 mentions1 same-page

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ACCT. For the Period 2/1/13 to 2/28/13 Price US Fixed Income SERVICE CORP INTL 7% JUN 15 2017 DTD 06/15/2006 MULTI CPN 817565-BF-0 BB- /BA3 SMITHFIELD FOODS INC SR NOTES 7 3/4% JUL 1 2017 DTD 6/22/2007 832248-AQ-1 BB /B1 PINNACLE ENTERTAINMENT 8 5/8% AUG 01 2017 DTD 02/01/2010 723456-AK-5 BB- /B1 CHES

1,030.00 30,036.35 (4,105.00) 1,030.00 $26,961.35 30,036.35 (4,105.00) 1,030.00 $26,961.35 $0.00 $3.00 $0.28 US Fixed Income ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 LENNAR CORPORATION 5.6% MAY 31 2015 DTD 4/28/2005 526057-AS-3 BB- /BA3 CITYCENTER HLDGS

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EFTA01573874

2 mentions1 same-page

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1.00 1.00 19,858.03 1,657.50 19,858.03 1,657.50 $21,515.53 19,858.03 1,657.50 $21,515.53 $0.00 $1.98 $0.21 US Fixed Income ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 LENNAR CORPORATION 5.6% MAY 31 2015 DTD 4/28/2005 526057-AS-3 B+ /B1 CITYCENTER HLDGS/F

EFTA01574136

2 mentions1 same-page

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0.00 125.00 6.54% 3.89% 7.41% Page 7 of 23 EFTA01574149 GHISLAINE MAXWELL-HY ACCT. For the Period 3/1/13 to 3/31/13 Price US Fixed Income SMITHFIELD FOODS INC SR NOTES 7 3/4% JUL 1 2017 DTD 6/22/2007 832248-AQ-1 BB /B1 PINNACLE ENTERTAINMENT 8 5/8% AUG 01 2017 DTD 02/01/2010 723456-AK-5 BB- /B1 CHES

t in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 25,975.57 25,975.57 25,975.57 2.59 0.31 US Fixed Income ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 LENNAR CORPORATION 5.6% MAY 31 2015 DTD 4/28/2005 526057-AS-3 BB- /BA3 CITYCENTER HLDGS

EFTA01574240

2 mentions1 same-page

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0.00 375.00 6.62% 3.63% 7.39% Page 7 of 26 EFTA01574253 GHISLAINE MAXWELL-HY ACCT. For the Period 5/1/13 to 5/31/13 Price US Fixed Income SMITHFIELD FOODS INC SR NOTES 7 3/4% JUL 1 2017 DTD 6/22/2007 832248-AQ-1 BB /B1 PINNACLE ENTERTAINMENT 8 5/8% AUG 01 2017 DTD 02/01/2010 723456-AK-5 BB- /B1 CHES

t in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 38,629.35 38,629.35 38,629.35 3.86 0.33 US Fixed Income ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 LENNAR CORPORATION 5.6% MAY 31 2015 DTD 4/28/2005 526057-AS-3 BB- /BA3 CITYCENTER HLDGS

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EFTA01573975

2 mentions1 same-page

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t in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 58,789.69 58,789.69 58,789.69 5.87 0.36 US Fixed Income ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 LENNAR CORPORATION 5.6% MAY 31 2015 DTD 4/28/2005 526057-AS-3 B+ /B1 CITYCENTER HLDGS/F

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