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ING LP 10% OCT 01 2014 DTD 10/01/2009 31430Q-BA-4 NA /B2 FORD MOTOR CREDIT CO LLC SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 HCA INC 6 1/2% FEB 15 2016 DTD 2/8/2006 404119-AR-0 B- /B3 CIT GROUP INC 144A 7% MAY 02 2016 JUN 15 2011 125581-FZ-6 B+ /B2 98.75 5,000,000.00 4,937,
d Statement Page 8 EFTA01539055 FINANCIAL TRUST COMPANY INC ACCT. For the Period 11/1/11 to 11/30/11 Price Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 PUBLIC STORAGE 6.35% PFD 74460D-12-5 PSA PRNA /BAA
2 mentions1 same-page
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ING LP 10% OCT 01 2014 DTD 10/01/2009 31430Q-BA-4 NA /B2 FORD MOTOR CREDIT CO LLC SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 HCA INC 6 1/2% FEB 15 2016 DTD 2/8/2006 404119-AR-0 B- /B3 CIT GROUP INC 144A 7% MAY 02 2016 JUN 15 2011 125581-FZ-6 B+ /B2 99.88 5,000,000.00 4,993,
od 12/1/11 to 12/31/11 Price US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 P PUBLIC STORAGE 6.35% PFD 74460D-12-5 PSA PRNA /BAA
2 mentions1 same-page
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ING LP 10% OCT 01 2014 DTD 10/01/2009 31430Q-BA-4 NA /B2 FORD MOTOR CREDIT CO LLC SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 HCA INC 6 1/2% FEB 15 2016 DTD 2/8/2006 404119-AR-0 B- /B3 CIT GROUP INC 144A 7% MAY 02 2016 JUN 15 2011 125581-FZ-6 B+ /B2 99.88 5,000,000.00 4,993,
od 12/1/11 to 12/31/11 Price US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 P PUBLIC STORAGE 6.35% PFD 74460D-12-5 PSA PRNA /BAA
Sponsored
2 mentions1 same-page
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ING LP 10% OCT 01 2014 DTD 10/01/2009 31430Q-BA-4 NA /B2 FORD MOTOR CREDIT CO LLC SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 HCA INC 6 1/2% FEB 15 2016 DTD 2/8/2006 404119-AR-0 B- /B3 CIT GROUP INC 144A 7% MAY 02 2016 JUN 15 2011 125581-FZ-6 B+ /B2 99.88 5,000,000.00 4,993,
od 12/1/11 to 12/31/11 Price US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 P PUBLIC STORAGE 6.35% PFD 74460D-12-5 PSA PRNA /BAA
2 mentions1 same-page
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me ALLY FINANCIAL INC 24.54 8 1/2% PFD 02005N-30-8 NA /CAA ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 HCA INC 6 1/2% FEB 15 2016 DTD 2/8/2006 404119-AR-0 B- /B3 CIT GROUP INC 144A 7% MAY 02 2016 JUN 15 2011 125581-FZ-6 BB- /B1 AMERICAN AXLE & MFG INC 7
riod 8/1/12 to 8/31/12 Price US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CAPITAL ONE FINANCIAL CO PFD 6% 14040H-40-2 COF PP CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1
2 mentions1 same-page
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LC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA2 FORD MOTOR CREDIT CO LLC SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 HCA INC 6 1/2% FEB 15 2016 DTD 2/8/2006 404119-AR-0 B- /B3 CIT GROUP INC 144A 7% MAY 02 2016 JUN 15 2011 125581-FZ-6 B+ /B1 Account Page 13 of 33 EFT
OMMON UNITS 30225N-10-5 EXLP US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 0.00 8.33% 11.40 50,000.000 570,000.00 352,529.00 217,471.00 25.55 EFTA01539420 39,250.000 1,002,837.50
Sponsored
2 mentions1 same-page
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IAL INC 24.46 8 1/2% PFD 02005N-30-8 NA /CAA ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 EFTA01540070 780097-AP-6 BB+ /BA3 HCA INC 6 1/2% FEB 15 2016 DTD 2/8/2006 404119-AR-0 B- /B3 AMERICAN AXLE & MFG INC 7 7/8% MAR 1 2017 DTD 2/27/2007 02406P-AF-7 B /B2 Account W23560001
58,500.00 352,529.00 305,971.00 Emerging Market Equity P GRUPO FIN SANTANDER-ADR B 12.18 40053C-10-5 BSMX Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 P CBL & ASSOCIATES PROP PFD 6 5/8% 124830-80-3 CBLA CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1
2 mentions1 same-page
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LC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA2 FORD MOTOR CREDIT CO LLC SR NOTES 7% APR 15 2015 DTD 04/09/2010 345397-VN-0 BB+ /BA1 HCA INC 6 1/2% FEB 15 2016 DTD 2/8/2006 404119-AR-0 B- /B3 CIT GROUP INC 144A 7% MAY 02 2016 JUN 15 2011 125581-FZ-6 BB- /B1 Account Page 14 of 32 EF
d Stocks P P ALEXANDRIA REAL ESTATE E PFD 6.45% 015271-70-3 ARE PENA /BAA AMERICAN CAPITAL AGENCY 8% PFD 02503X-20-4 AGNC BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 GMAC CAPITAL TRUST I PFD STK 8 1/8% 361860-20-8 P K
2 mentions1 same-page
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ITAL LTD 8.96% DEC 31 2013 DTD 06/28/2010 02503Y-AF-0 B /NA ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 HCA INC 6 1/2% FEB 15 2016 DTD 2/8/2006 404119-AR-0 B- /B3 CIT GROUP INC 144A 7% MAY 02 2016 JUN 15 2011 125581-FZ-6 BB- /B1 EFTA01539790 100.25 5,0
ST COMPANY INC ACCT. For the Period 6/1/12 to 6/30/12 Price Preferred Stocks ANNALY CAPITAL MGMT PFD 7 5/8% 035710-70-6 NLY BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 P ENTERGY LOUISIANA LLC PFD 5 1/4% 29364W-50-4 GMAC
Sponsored
2 mentions1 same-page
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ITAL LTD 8.96% DEC 31 2013 DTD 06/28/2010 02503Y-AF-0 B /NR ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 HCA INC 6 1/2% FEB 15 2016 DTD 2/8/2006 404119-AR-0 B- /B3 CIT GROUP INC 144A 7% MAY 02 2016 JUN 15 2011 125581-FZ-6 BB- /B1 EFTA01539886 100.57 5,0
000,000.00 184,600.00 US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH 14.22 DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 P CHESAPEAKE LODGING TRUST PFD 7 3/4% 165240-20-1 CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 2
Sponsored
Mutual Connections (86)
Entities connected to both HCA INC and PFD SHS SER 5
Ghislaine Maxwell
PERSON64 w/ HCA·12 w/ PFD
the Internal Revenue Service
ORGANIZATION39 w/ HCA·14 w/ PFD
JPMorgan Chase
ORGANIZATION38 w/ HCA·14 w/ PFD
Bank of America
ORGANIZATION35 w/ HCA·11 w/ PFD
Paul Morris
PERSON29 w/ HCA·14 w/ PFD
CIT GROUP INC
ORGANIZATION28 w/ HCA·12 w/ PFD
FELCOR LODGING LP
ORGANIZATION29 w/ HCA·6 w/ PFD
Nassau
LOCATION29 w/ HCA·5 w/ PFD
Paul Barrett
PERSON13 w/ HCA·14 w/ PFD
Newark
LOCATION11 w/ HCA·14 w/ PFD
Securities Investor Protection Corporation
ORGANIZATION11 w/ HCA·14 w/ PFD
JPMorgan Fund
ORGANIZATION11 w/ HCA·12 w/ PFD
Deutsche Bank
ORGANIZATION12 w/ HCA·11 w/ PFD
FDIC
ORGANIZATION11 w/ HCA·12 w/ PFD
Global Access Portfolios
ORGANIZATION11 w/ HCA·12 w/ PFD
CITIGROUP CAPITAL XIII
ORGANIZATION11 w/ HCA·12 w/ PFD
FX Fwd Contract
ORGANIZATION12 w/ HCA·10 w/ PFD
UNCAPPED
ORGANIZATION10 w/ HCA·12 w/ PFD
Barclays
ORGANIZATION10 w/ HCA·12 w/ PFD
AMERICAN AXLE & MFG INC
ORGANIZATION11 w/ HCA·10 w/ PFD