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PERIOD 20JQ 736FY PAGE UNDISCLOSED 09/01/05 TO 09/30/05 21 OF 22 25,000.00 637.50 2.183 3.593 CREDIT SUISSE FIRST BOSTON EFTA01593452 CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 EFTA01593453 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** PORTFOLIO TYPE 01 01 01
t a SIPC member. CSFB (EUROPE) LTD: F/B/0 FINANCIAL TRUST COMPANY INC 1 CABOT SQUARE LONDON GBR 22 CREDIT SUISSE FIRST BOSTON CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 EFTA01593409 Statement of Account MULTI-CURRENCY PORTFOLIO SUMMARY ***BASE CURRENCY REPORTED IN
T RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 29.17000 :Restricted INDEPENDENT RATING:Not Shown PROVIDER:Standard & Poor's 26,100 (S) FRANKLIN RESOURCES INC 98,300 (S) GENERAL MOTORS *CSFB RATING :OUTPERFORM INDEPENDENT RATING:1 STAR - Sell PROVIDER:Standard & Poor's 66,560 (S) HCC INSURANCE HOLDING
2 mentions1 same-page
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ST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT EFTA01592816 SUISSE FIRST BOSTON CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01592817 Statement of Account *** ALL AMOUNTS IN EURO *
03 08/03 SOLD 03 08/03 SOLD 01 08/03 BOUGHT 03 08/03 SOLD 01 08/03 BOUGHT -160 HCC INSURANCE HOLDINGS INC DONE AT EDGETRADE.COM INC. -26,100 FRANKLIN RESOURCES INC DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. -42,200 HCC INSURANCE HOLDINGS INC DONE AT KBC FINANCIAL PRODUCTS 1,000,000 HCC INS HLDGS IN
2 mentions1 same-page
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FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE FIRST BOSTON CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01592886 Statement of Account *** ALL AMOUNTS IN EURO *
RN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 1,981 FRANKLIN RESOURCES INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,981 FRANKLIN RESOURCES INC DONE AT EDGETRADE.COM INC. 95.09070 188,358.98 188,358.98 94,179.49 94,179.49 PRICE 27.41730 DEBIT CREDIT 2,466.89 8,397.00 66,585.62 INV
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2 mentions1 same-page
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DONE AT EDGE TRADE .COM INC. 600,000 HCC INS HLDGS INC NT CVT 02.0000 09/01/2021 CORRECTION DONE AT DEUTSCHE BN K/ A LE X BROWN CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 PRICE 76 .2162 0 27 .8 500 0 81.10000 27 .6500 0 DEBIT CREDIT 2,115,316.52 4, 45 5.01 1,164
/11/2031 CORRECTION DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. -160 HCC INSURANCE HOLDINGS INC DONE AT EDGETFtADE.COM INC. -26,100 FRANKLIN RESOURCES INC DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. - 42, 200 HCC INSURANCE HOLDINGS INC DONE AT KBC FINANCIAL PRODUCTS 1,000, 000 HCC INS HLD
2 mentions1 same-page
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ANCE HOLDINGS IN - OFFSHORE ARRANGING FLIP TO FROM - 24,200 HCC INSURANCE HOLDINGS ill ' OFFZU2LLARRANGfilli TO FROM OF 8/2/05 CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 PRICE DEBIT 34,890.37 2,286,486.00 1,320,794.44 7 94, 22 8.67 9, 00 0.00 TEL FAX CREDIT 1,
OFFSHORE ARRANGING FLIP TO FROM 9,000 BARNES GROUP INC CVT 144A 03.7500 08/01/2025 OFFSHORE ARRANGING FLIP TO FROM MARK TO MARKET -26,100 FRANKLIN RESOURCES INC OFFINIARRANGIFil P TO FROM -160 HCC INSURANCE HOLDINGS INC OFFSHORE ARRANGING FLIP TO FROM - - 42,200 HCC INSURANCE HOLDINGS IN - OFFSHORE
2 mentions1 same-page
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.98 OFFSHORE ARRANGING FLIP TO 7361Y0 FROM 746FY0 03 12/30 NRKD/MARKET MARK TO MARKET 77,619.84 CREDIT FIRST I SUISSE BOSTON CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX 212-538-5540 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00
ACTIVITY FOR THE MONTH DESCRIPTION FRANKLIN RES INC SR LYON CVT DUE 2 05/11/2031 TENDER CREDIT PRICE DEBIT CREDIT 01 12/27 JOURNAL -26,100 FRANKLIN RESOURCES INC CLOSE SHORT VS BOX 01 12/27 TND 28,081 FRANKLIN RESOURCES INC TENDER CHARGE 03 12/27 MRKD/MARKET HARK TO MARKET 2,662,626.44 03 12/27 JOURN
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2 mentions1 same-page
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SHARES 03 10/31/05 SUBST CHGD RPM INCORPORATED 7,011.20 CREDIT FIRST I SUISSE BOSTON SUBSTITUTE DIVIDEND CHARGE 10/31/05 ON -43820 SHARES CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-0
IPTION DEBIT CREDIT 03 10/03/05 SUBST CHGD PPL CORP 28,370.00 SUBSTITUTE DIVIDEND CHARGE 10/01/05 ON -113480 SHARES 03 10/14/05 SUBST CHGD FRANKLIN RESOURCES INC 2,610.00 SUBSTITUTE DIVIDEND CHARGE 10/14/05 ON -26100 SHARES 01 10/17/05 INTEREST AMYLIN PHARMACEUTICALS INC SR 12,500.00 02.5000 04/15/201
2 mentions1 same-page
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.60- 1.115 "CSFB RATING :OUTPERFORM CREDIT FIRST I SUISSE BOSTON INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's CREDIT SUISSE FIRST BOSTON LLC TEL: ELEVEN MADISON AVENUE FAX: NEW YORK, NY 10010-3629 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00061864 EFTA01582337
RP 26.48000 1,870,838.48- 87,607.24- 4.683 "CSFB RATING :Restricted INDEPENDENT RATING:Not Shown PROVIDER:Standard 6 Poor's 03 26,100 IS) FRANKLIN RESOURCES INC 88.37000 2,306,457.00- 10,440.00- .453 03 98,300 (S) GENERAL MOTORS 27.40000 2,693,420.00- 196,600.00- 7.299 'CSFB RATING :OUTPERFORM
2 mentions1 same-page
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t a SIPC member. CSFB (EUROPE) LTD: F/B/0 FINANCIAL TRUST COMPANY INC 1 CABOT SQUARE LONDON GBR 24 CREDIT SUISSE FIRST BOSTON CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593564 Statement of Account MULTI-CURRENCY PORTFOLIO
DEPENDENT RATING:Not Shown PROVIDER:Standard & Poor's 26.63000 :NEUTRAL INDEPENDENT RATING:2 STAR - Avoid PROVIDER:Standard & Poor's 26,100 (S) FRANKLIN RESOURCES INC 98,300 (S) GENERAL MOTORS *CSFB RATING :OUTPERFORM INDEPENDENT RATING:2 STAR - Avoid PROVIDER:Standard & Poor's 70,080 (S) HCC INSURANCE HOLDIN
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2 mentions1 same-page
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t a SIPC member. CSFB (EUROPE) LTD: F/B/0 FINANCIAL TRUST COMPANY INC 1 CABOT SQUARE LONDON GBR 25 CREDIT SUISSE FIRST BOSTON CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593508 Statement of Account MULTI-CURRENCY PORTFOLIO
unt *** ALL AMOUNTS IN US DOLLAR *** PORTFOLIO TYPE 03 03 03 03 03 03 03 03 03 03 03 03 03 01 01 01 LONG OR SHORT(S) 26,100 (S) FRANKLIN RESOURCES INC 98,300 (S) GENERAL MOTORS *CSFB RATING 80.44000 34.19000 :OUTPERFORM INDEPENDENT RATING:1 STAR - Sell PROVIDER:Standard & Poor's 66,560 (S) H
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Mutual Connections (54)
Entities connected to both FIRST BOSTON LLC and FRANKLIN RESOURCES INC
Julie K. Brown
PERSON36 w/ FIRST·3 w/ FRANKLIN
Independent Third Party
ORGANIZATION19 w/ FIRST·6 w/ FRANKLIN
CS
Christopher Steele
PERSON23 w/ FIRST·2 w/ FRANKLIN
NEW YORK NY
LOCATION23 w/ FIRST·2 w/ FRANKLIN
CBRL GROUP INC
ORGANIZATION20 w/ FIRST·3 w/ FRANKLIN
DUKE ENERGY CORP
ORGANIZATION18 w/ FIRST·5 w/ FRANKLIN
VORNADO REALTY TR
ORGANIZATION16 w/ FIRST·6 w/ FRANKLIN
CHENIERE ENERGY INC
ORGANIZATION17 w/ FIRST·5 w/ FRANKLIN
Deutsche Bank
ORGANIZATION18 w/ FIRST·3 w/ FRANKLIN
FRANKLIN RES INC SR LYON
ORGANIZATION12 w/ FIRST·8 w/ FRANKLIN
CV THERAPEUTICS INC CVT
ORGANIZATION15 w/ FIRST·4 w/ FRANKLIN
Credit Suisse First Boston
ORGANIZATION14 w/ FIRST·5 w/ FRANKLIN
ALLERGAN INC SR NT
ORGANIZATION14 w/ FIRST·5 w/ FRANKLIN
CSFB EL
ORGANIZATION15 w/ FIRST·4 w/ FRANKLIN
CSFB LLC
ORGANIZATION15 w/ FIRST·4 w/ FRANKLIN
PPL CORP
ORGANIZATION15 w/ FIRST·3 w/ FRANKLIN
this Independent Research
ORGANIZATION12 w/ FIRST·6 w/ FRANKLIN
AMGEN
ORGANIZATION15 w/ FIRST·2 w/ FRANKLIN
PPL ENERGY SUPPLY LLC
ORGANIZATION11 w/ FIRST·4 w/ FRANKLIN
UNISOURCE ENERGY CORP CVT
ORGANIZATION11 w/ FIRST·4 w/ FRANKLIN