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UNILEVER N V TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/2914 (ID: 90478470-9) (1,630.000) 86,467.39 (64,499.10) 2/26 Free Delivery UNITED OVERSEAS BANK LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 911271-30-2) (1,250.000) 39,130.24 (41,156.25) J.P. Morgan Account Page 12 of 15 Con
TD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 874039-10-0) (830.000) 14,793.04 (14,624.60) 2/26 Free Delivery TESCO PLC SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 881575-30-2) (1,520.000) 25,456.73 (25,513.20) 2/26 Free Delivery TOTAL SA SPONS ADR TRA
L SERVICES INC. TRADE DATE 02/25/14 (ID: 89151E-10-9) UNILEVER N V TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 904784-70-9) UNITED OVERSEAS BANK LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 911271-30-2) ZURICH INSURANCE GROUP-ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DAT
ge Description TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 874039-10-0) TESCO PLC SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 881575-30-2) TOTAL SA SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14
. TRADE DATE 02/25/14 (ID: 89151E-10-9) UNILEVER N V TRANSFER TO UBS FINANCIAL SERVICES EFTA01567495 INC. TRADE DATE 02/25/14 (ID: 904784-70-9) UNITED OVERSEAS BANK LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 911271-30-2) Account Page 12 of 15 Consolidated Statement Page 46 (1,630.000) 66,467.3
D: 85771P-10-2) TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 874039-10-0) TESCO PLC SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 881575-30-2) TOTAL SA SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14
Entities connected to both UNITED OVERSEAS BANK LTD SPONS ADR TRANSFER and TESCO PLC SPONS ADR TRANSFER TO

Ghislaine Maxwell
PERSONSMITHS GROUP PLC
ORGANIZATIONUNILEVER N V TRANSFER TO
ORGANIZATION
Verizon
ORGANIZATION
SIEMENS
ORGANIZATIONJason Bell
PERSONJames Buckley
PERSON
BAYER
ORGANIZATIONROYAL DUTCH SHELL PLC
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SANOFI
ORGANIZATIONVODAFONE GROUP PLC
ORGANIZATIONJason Grosse
PERSONROCHE HOLDINGS LTD
ORGANIZATIONABB LTD SPONS ADR
ORGANIZATIONUNILEVER N V
ORGANIZATIONVODAFONE GROUP PLC SPONS ADR
ORGANIZATIONRECKITT BENCKISER GROUP PLC
ORGANIZATIONKIRIN HOLDINGS COMPANY LTD
ORGANIZATIONTELEKOMUNIKASI IND SPONS
ORGANIZATIONIMPERIAL TOBACCO PLC ADR
ORGANIZATION