Epstein Secrets

Page 9 of 53 EFTA01538853 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 10/1/10 to 10/31/10 Estimated Quantity Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 430,000.000 $10,915,000.00 $10,

FX EUROPEAN STYLE OPTION NOV 10, 2010 @ 297.5 XHUFPA-AT-Z EUR JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 KNOCKED IN @ 81.50 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other DJUBCN3T CALL OPTION USD PUT OPTION S

ase Purchase Purchase Total Pending Securities Purchased AMYRIS INC VERISK ANALYTICS INC CLASS A ENTROPIC COMMUNICATIONS INC ELSTER GROUP SE CITIGROUP CAPITAL XIII 7 7/8% PFD ($1,076,700.00) Account W23560001 Page 29 of 39 Page 33 of 52 EFTA01538801 Quantity 2,500.000 6,000.000 6,000.000 5,000.000 30

HUF PUT EUR CALL FX EUROPEAN STYLE OPTION NOV 10, 2010 @ 297.5 XHUFPA-AT-Z EUR JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other DJUBCN3T CALL OPTION USD PUT OPTION S

/10 to 11/30/10 Equity Detail Estimated Quantity US Mid Cap/Small Cap DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 430,000.000 $11,068,100.00 $10,

11/1/10 to 11/30/10 Options Detail Quantity Foreign Exchange 3PY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 KNOCKED IN @ 81.50 XJPYCA-NE-Z JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY 11, 2011 @ 93.5 XJPYPA-SQ-Z Total Foreign Exchange Other DJUBCN3T CALL OPTION USD PUT OPTION S