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Document Mentions (11 shared documents)
2 mentions1 same-page
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/3 I/13 Trade Date Type Description Quantity Per Una Amount Market Cost Est. Settle Date Pending Securities Purchased 1/29 2/1 Purchase ABB LTD SPONS ADR (ID: 000375-20.4) 1,280.000 21.533 (27,613.70) 1/29 2/1 Purchase ASTRAZENECA PLC SPONS ADR (ID: 048353-10-8) 350.000 50.09 (17,545.50) 1/2
43Q-20-5) 80.000 118.169 (9,456.78) 1/29 2/1 Purchase GDF SUEZ SPONS ADR (ID: 361605-10-5) 720.000 20.697 (14,960.95) 1/29 2/1 Purchase GLAXOSMITHKLINE PLC SPONS ADR (ID: 37733W-10-5) 330.000 45.575 (15,052.95) 1/29 2/1 Purchase HSBC HOLDINGS PLC SPONS ADR (ID: 404280-40-6) 570.000 56.868 (32,437.90) JP
2 mentions1 same-page
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I3 to 1/31/13 Trade Date Description Quantity Per Unit Amount Market Cost Est. Settle Date Type Pending Securities Purchased 1/29 Purchase ABB LTD SPONS ADR (ID:a 1,280.000 21 533 (27,613.70) 2/1 1/29 Purchase ASTRAZENECA PLC SPONS ADR (ID:a 350.000 50.09 (17,545.50) 211 1/29 Purchase ME SYS
PONS ADR NEW (ID: a) 80.000 118.169 (9,456.78) 2/1 1/29 Purchase GDF SUEZ SPONS ADR (ID: a 720.000 20.697 (14,960.95) 2/1 1/29 Purchase GLAXOSMITHKLINE PLC SPONS ADR (ID: a 330.000 45.575 (15,052.95) 2/1 1/29 Purchase HSBC HOLDINGS PLC SPONS ADR (ID: 570.000 56.868 (32,437.90) 2/1 J.P.Morgan Account
2 mentions1 same-page
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1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR @ 21 5332 27,562.50 BROKERAGE 51.20 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 50.09 17,531.50 BROKERAGE 14.00 ESI SECUR
urchase Purchase Description GDF SUEZ SPONS ADR @ 20.6977 14,902.34 BROKERAGE 28.80 TAX &/OR SEC 29.81 ESI SECURITIES COMPANY (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR @ 45.575 15,039.75 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR @ 56.8686 32,415.10 BROKERAGE 22.80 ESI S
Sponsored
2 mentions1 same-page
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Page 11 of 13 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR (ID: 046353-10-8) BAE SYSTEMS PLC SPONS ADR (ID: 05523R-10-7) BAYER A G SPONS ADR (ID: 072730-30-2) E
(ID: 204409-60-1) DEUTSCHE POST AG SPONS ADR (ID: 25157Y-20-2) DIAGEO P L C SPONS ADR NEW (ID: 25243Q-20-5) GDF SUEZ SPONS ADR (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR (ID: 404280-40-6) Quantity 1,280.000 350.000 1,130.000 200.000 320.000 400.000 340.000 890.00
2 mentions1 same-page
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rchase EFTA01565528 Purchase Purchase KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 16.1472 20,184.00 BROKERAGE 37.50 ESI SECURITIES COMPANY (ID: ) ABB LTD SPONS ADR @ 21.171 13,761.15 BROKERAGE 26.00 ESI SECURITIES COMPANY (ID: ) ASTRAZENECA PLC SPONS ADR @ 51.2956 4,360.13 BROKERAGE 3.40 ESI SECURITIES COMPA
INTEREST FOR 03/01/13 - 03/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $25,583.73 AS OF 04/01/13 NOVARTIS A G ADR @ 2.42647 PER SHARE (ID: ) GLAXOSMITHKLINE PLC SPONS ADR @ 0.68948 PER SHARE (ID: ) TOTAL SA SPONS ADR @ 0.76036 PER SHARE (ID: ) ROCHE HOLDINGS LTD SPONS ADR GROSS RATE 1.9388 (ID: ) DIAGEO P L C
2 mentions1 same-page
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pe Description EFTA01566085 Settled Securities Purchased 7/12 Purchase 7/17 7/12 7/17 7/12 7/17 7/12 7/17 Purchase Purchase Purchase ABB LTD SPONS ADR @ 22.4047 6,049.27 BROKERAGE 10.80 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 49.4017 3,458.12 BROKERAGE 2.80 ESI SECURI
LTD ADR @ 0.1684 PER SHARE (ID: ) COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR REP NON VOTING PFD @ 0.321396 PER SHARE AS OF 07/05/13 (ID: ) GLAXOSMITHKLINE PLC SPONS ADR @ 0.550224 PER SHARE (ID: ) HSBC HOLDINGS PLC SPONS ADR @ 0.50 PER SHARE AS OF 07/11/13 (ID: ) TESCO PLC SPONS ADR @ 0.4551 PER SHARE AS OF 07
Sponsored
2 mentions1 same-page
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pe Description EFTA01566204 Settled Securities Purchased 7/12 Purchase 7/17 7/12 7/17 7/12 7/17 7/12 7/17 Purchase Purchase Purchase ABB LTD SPONS ADR @ 22.4047 6,049.27 BROKERAGE 10.80 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 49.4017 3,458.12 BROKERAGE 2.80 ESI SECURI
(ID: 25157Y-20-2) GDF SUEZ SPONS ADR @ 20.0639 4,313.74 BROKERAGE 8.60 TAX &/OR SEC 8.63 ESI SECURITIES COMPANY (ID: 36160B-10-5) EFTA01566206 GLAXOSMITHKLINE PLC SPONS ADR @ 52.864 6,343.68 BROKERAGE 4.80 ESI SECURITIES COMPANY (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR @ 54.8648 7,955.40 BROKERAGE 5.80 ESI SECUR
2 mentions1 same-page
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/22 4/25 4/22 4/25 4/22 4/25 4/22 4/25 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR @ 21 171 13,761.15 BROKERAGE 26.00 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 51.2956 4,360.13 BROKERAGE 3.40 ESI SECURI
A G ADR TAX WITHHELD SWITZERLAND 15.00% (ID: 66987V-10-9) NOVARTIS A G ADR .005 DSC FEE FOR 04/05/2013 PAYMEN T AS OF 04/05/13 (ID: 66987V-10-9) GLAXOSMITHKLINE PLC SPONS ADR @ 0.68948 PER SHARE (ID: 37733W-10-5) TOTAL SA SPONS ADR @ 0.76036 PER SHARE (ID: 89151E-10-9) TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% (ID
2 mentions1 same-page
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1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR @ 21 5332 27,562.50 BROKERAGE 51.20 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 50.09 17,531.50 BROKERAGE 14.00 ESI SECUR
urchase Purchase Description GDF SUEZ SPONS ADR @ 20.6977 14,902.34 BROKERAGE 28.80 TAX &/OR SEC 29.81 ESI SECURITIES COMPANY (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR @ 45.575 15,039.75 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR @ 56.8686 32,415.10 BROKERAGE 22.80 ESI S
Sponsored
2 mentions1 same-page
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atement Page 51 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR (ID: 046353-10-8) BAE SYSTEMS PLC SPONS ADR (ID: 05523R-10-7) EFTA01565096 BAYER A G SPONS ADR (ID:
(ID: 204409-60-1) DEUTSCHE POST AG SPONS ADR (ID: 25157Y-20-2) DIAGEO P L C SPONS ADR NEW (ID: 25243Q-20-5) GDF SUEZ SPONS ADR (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR (ID: 404280-40-6) Quantity 1,280.000 350.000 1,130.000 200.000 320.000 400.000 340.000 890.00
Sponsored
Mutual Connections (76)
Entities connected to both ABB LTD SPONS ADR and GLAXOSMITHKLINE PLC SPONS ADR
Ghislaine Maxwell
PERSON18 w/ ABB·17 w/ GLAXOSMITHKLINE
BAYER
ORGANIZATION17 w/ ABB·15 w/ GLAXOSMITHKLINE
JPMorgan Chase
ORGANIZATION13 w/ ABB·14 w/ GLAXOSMITHKLINE
RECKITT BENCKISER GROUP PLC
ORGANIZATION13 w/ ABB·14 w/ GLAXOSMITHKLINE
JB
Jason Bell
PERSON13 w/ ABB·14 w/ GLAXOSMITHKLINE
SANOFI
ORGANIZATION13 w/ ABB·12 w/ GLAXOSMITHKLINE
UNILEVER N V
ORGANIZATION13 w/ ABB·12 w/ GLAXOSMITHKLINE
DEUTSCHE POST AG SPONS ADR
ORGANIZATION11 w/ ABB·13 w/ GLAXOSMITHKLINE
VODAFONE GROUP PLC
ORGANIZATION13 w/ ABB·11 w/ GLAXOSMITHKLINE
GHISLAINE MAXWELL - OAP IHD ACCT
ORGANIZATION11 w/ ABB·12 w/ GLAXOSMITHKLINE
BAE SYSTEMS PLC SPONS ADR
ORGANIZATION10 w/ ABB·12 w/ GLAXOSMITHKLINE
BRITISH AMERICAN TOBACCO PLC
ORGANIZATION10 w/ ABB·11 w/ GLAXOSMITHKLINE
UNITED OVERSEAS BANK LTD
ORGANIZATION10 w/ ABB·11 w/ GLAXOSMITHKLINE
ABB LTD
ORGANIZATION10 w/ ABB·11 w/ GLAXOSMITHKLINE
TELEKOMUNIKASI IND
ORGANIZATION10 w/ ABB·11 w/ GLAXOSMITHKLINE
ASTRAZENECA PLC
ORGANIZATION12 w/ ABB·9 w/ GLAXOSMITHKLINE
ROCHE HOLDINGS LTD
ORGANIZATION11 w/ ABB·10 w/ GLAXOSMITHKLINE
GDF SUEZ
ORGANIZATION10 w/ ABB·11 w/ GLAXOSMITHKLINE
SIEMENS
ORGANIZATION12 w/ ABB·9 w/ GLAXOSMITHKLINE
VODAFONE GROUP PLC SPONS ADR
ORGANIZATION11 w/ ABB·9 w/ GLAXOSMITHKLINE