Epstein Secrets

orm Submission' document. Before providing the Confirmation below, the following factors should be carefully considered: 1. Was any information in the Self-Certification provided by the Account Holder/UBO contradicted by, or inconsistent with, information previously provided by the Account Holder/UBO to the RM / IA?

/ IA should not provide the confirmation below and should instead raise the matter with their supervisor. Relationship Manager/Investment Advisor (RM / IA) Affirmation I confirm that I am not aware of any information that would lead me to conclude that the information provided in the Self-Certificati

ons and any Ultimate Beneficial Owners as part of the Client Risk Program. This form should be completed by the RM / IA and submitted together with the Self-Certification as described in the 'CRP Certification Form Submission' document. Before providing the Confirmation below, the following factors should be carefull

/ IA should not provide the confirmation below and should instead raise the matter with their supervisor. Relationship Manager/Investment Advisor (RM / IA) Affirmation I confirm that I am not aware of any information that would lead me to conclude that the information provided in the Self-Certificatio

ons and any Ultimate Beneficial Owners as part of the Client Risk Program. This form should be completed by the RM / IA and submitted together with the Self-Certification as described in the 'CRP Certification Form Submission' document. Before providing the Confirmation below, the following factors should be carefull

/ IA should not provide the confirmation below and should instead raise the matter with their supervisor. Relationship Manager/Investment Advisor (RM / IA) Affirmation I confirm that I am not aware of any information that would lead me to conclude that the information provided in the Self-Certificatio