Epstein Secrets

Referral Source Third Party Referral Source Customer Owner Paul Morris German PO Created By Komal Shahani, 5/28/2013 10:27 AM Last Modified By Relational Junction, 9/28/2015 2:13 PM 00000483882 GCIS Customer Number Bank 1 * Moderate Risk * High Risk Risk Reason KYC1195100 Risk Rating: .521 C 02 KYC 10

SSN Organization Federal Tax ID # 66-0799192 Referral Source Name of Referral Source Third Party Referral Source Customer Owner Paul Morris German PO Created By Komal Shahani, 5/28/2013 10:27 AM Last Modified By Relational Junction, 9/28/2015 2:13 PM 00000483882 GCIS Customer Number Bank 1 *

cuments Export Documents View Documents From Repository Unconfirmed Investor Status Investor Status Definitions • DB is Trustee/Co- Trustee Relational Junction, 9/282015 2:13 PI 1 KYC 1195100 Risk Rating: .521 CO2 KYC 1082293 Create Annual Client Update Request ACU Contact Exemptior View Exemption Gu

st Customer Deletion Request Primary Officer Change Request New Relationship Launch NAO Wizard Launch Due Diligence Customer Owner Paul Morris German PO Created By Komal Shahani. 5/28/2013 10:27 AM Last Modified By GCIS Customer Number Bank • Moderate Risk ' High Risk Risk Reason Risk Type

omer Id GC'S Customer Number Bank " Moderate Risk • High Risk Risk Reason Risk Type Volcker Covered Fund? Tanuj Sharma, 4/18/2013 11:30 AM Relational Junction, 1/16/2018 10:18 AM 483,289 00000483289 1 KYC: 1790655 RR. .575 D04/C02/813 (Managing client assets) KYC 1195100 Risk Rating: .480 C 02 Do

Team Covenant Contact Preference EEA Client Type N/A EEA Country(ies) Dispensation Last KYC-approved date Customer Owner Stewart Oldfield German PO Created By Last Modified By Customer Id GC'S Customer Number Bank " Moderate Risk • High Risk Risk Reason Risk Type Volcker Covered Fund?

ey E. German PO Relationship SOUTHERN FINANCIAL Created By Tanuj Sharma, 4/18/2013 11:30 AM RELATIONSHIP • Type Individual Last Modified By Relational Junction, 1/16/2018 10:18 AM SSN Customer Id Federal Tax ID 0 GC'S Customer Number Referral Source Bank 1 Name of Referral " Moderate Risk Source

w • Print This Page • Expand As I Collapse All Customer Record Client Customer Owner Stewart Oldfield Type Customer Name Epstein, Jeffrey E. German PO Relationship SOUTHERN FINANCIAL Created By Tanuj Sharma, 4/18/2013 11:30 AM RELATIONSHIP • Type Individual Last Modified By Relational Junct