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Martin Zeman Cc: Alastair Mackinlay Subject: RE: Southern Financial LLC Classification: For Internal use only Hi Martin and Xava, Xavier Avil , Mathew Negus Please advise on the below, we have 6 weeks to complete this process. PENDING W/BUSINESS 1. Provide RR (Sales Rep) AND RP (Desk Head) 2. Provid

h the client to have the attached filled out. 5. MD sales approval — X.svi please approve the below HI Xavl, Kindly provide MD sales approval for the NCA of Southern Financial LLC for the below products/entities. 08 AO (WAII 0081 OD AO (LCN) DO AO (LINO DI N3 0.0 OS AG i LOB) OBSI OBIll 4 DO AO !UN) 8 Thank you Nina T

Thank you Nina Tona From: Nina Tona Sent: Thursday, November 16, 2017 9:35 AM To: Martin Zeman < >; Xavier Avila Cc: Alastair Mackinlay < >; Mathew Negus c:MI~IllM Subject: RE: Southern Financial LLC Classification: For Inral use only Hi Martin and Xavi, Please advise on the below, we have 6 weeks

th the client to have the attached filled out. 5. MD sales approval — Yavi please approve the below HI Xavi, Kindly provide MD sales approval for the NCA of Southern Financial LLC for the below products/entities. In/ P,V,CV CB AD DZN: C•ah .LC OAAAAbvio• OVP4WP IBMPA4 CE AS ['peso.* co A3 tea? CB A3 (ir4 CB :W`( CO

From: Nina Tona Sent: Tuesday, November 14, 2017 10:51 AM To: Martin Zeman ~>; Xavier Avila < Cc: Alastair Mackinlay < 1~>; Mathew Negus Subject: Southern Financial LW (II Classification: For Intermit use only HI Martin, Hope all is well. Southern Financial LLC is one of the accou

ith the client to have the attached filled out. S. MD sales approval —Xavi please approve the below HI Xavi, Kindly provide MD sales approval for the NCA of Southern Financial LLC for the below products/entities. ash F. z ed Imxtme Caah Egwties OTC 0rnvatipro TriP 'RV P DVP1WP ptioo F>: Catt. C.Omniad =be b QED DB AG

Amber Davis From: Xavier Avila Sent Thursday, November 16, 2017 10:31 AM To: Nina Tona; Martin Zeman Cc: Alastair Mackinlay; Mathew Negus; Joshua Shoshan; Davide-A Sferrazza Subject: RE: Southern Financial LLC [I] Approved Davide is an expert of filling BSFs. Let's keep this accoun

the client to have the attached filled out. 5. MD sales approval — X,avi please approve the below HI )(air', Kindly provide MD sales approval for the NCA of Southern Financial LLC for the below products/entities. -anti f. mei Income Cash Equities OTC Derma yr s OVPINP DVP,RVP fRatv FX options F X Cash Commodities GEO