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recent statement is necessary to process only one) (Skip to Section VI) IN SECTION IV (Liquidations are not for EXCEPT FOR THE ASSETS LISTED IN SECTION IV, EFTA01464627 Account # N4G-023812 IV. PARTIAL TRANSFERS, DIRECT MUTUAL FUNDS AND LIQUIDATIONS (If there are more than eight assets, attach a si
KIND u LIQUIDATE ALL ASSETS LISTED brokerage accounts) u TRANSFER ALL ASSETS IN KIND WHICH REQUIRE LIQUIDATION u PARTIAL (Complete Section IV) B. DRS/DRIP u FULL (Check one below) u SELL FRACTIONS AND CLOSE ACCOUNT u TRANSFER ALL FULL SHARES ONLY u PARTIAL (List assets in Section IV) NOTE: For
recent statement is necessary to process only one) (Skip to Section VI) IN SECTION IV (Liquidations are not for EXCEPT FOR THE ASSETS LISTED IN SECTION IV, EFTA01464636 Account # N4G-023804 IV. PARTIAL TRANSFERS, DIRECT MUTUAL FUNDS AND LIQUIDATIONS (If there are more than eight assets, attach a si
KIND u LIQUIDATE ALL ASSETS LISTED brokerage accounts) u TRANSFER ALL ASSETS IN KIND WHICH REQUIRE LIQUIDATION u PARTIAL (Complete Section IV) B. DRS/DRIP u FULL (Check one below) u SELL FRACTIONS AND CLOSE ACCOUNT u TRANSFER ALL FULL SHARES ONLY u PARTIAL (List assets in Section IV) NOTE: For
recent statement is necessary to process only one) (Skip to Section VI) IN SECTION IV (Liquidations are not for EXCEPT FOR THE ASSETS LISTED IN SECTION IV, EFTA01464642 Account # N4G-023812 IV. PARTIAL TRANSFERS, DIRECT (If there are more than eight QUANTITY ASSET DESCRIPTION 96,088.87 2,200 US
KIND u LIQUIDATE ALL ASSETS LISTED brokerage accounts) u TRANSFER ALL ASSETS IN KIND WHICH REQUIRE LIQUIDATION u PARTIAL (Complete Section IV) B. DRS/DRIP u FULL (Check one below) u SELL FRACTIONS AND CLOSE ACCOUNT u TRANSFER ALL FULL SHARES ONLY u PARTIAL (List assets in Section IV) NOTE: For
Entities connected to both SECTION IV and B. DRS
D. BANK
ORGANIZATIONPartial Transfer
ORGANIZATIONNYSE Rule 412
ORGANIZATIONJERSEY CITY
LOCATIONu Pershing LLC
ORGANIZATIONJT—(Joint
ORGANIZATIONBC—(Bank Custody
ORGANIZATIONPershing
LOCATIONthe Delivering Firm Named Above
ORGANIZATION