3
Shared Docs
3
Same-Page
3 / 3
Mentions
ely 8.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmorga
ancialcondition.cfm Additionally, you may call 1-866-576-1300 to request a hard copy of the statement. EFTA01575451 Page 1 of 7 EFTA01575452 GHISLAINE MAXWELL IRA ACCT. For the Period 3/1/13 to 3/31/13 Account Summary Asset Allocation Cash & Fixed Income Market Value Accruals Market Value with Accruals Begin
ely 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmor
138.44 $138.44 0.02 $138.46 Estimated 559.07 EFTA01575569 5559.07 Current Annual Income Allocation 100% 100% Page 2 of 7 EFTA01575570 GHISLAINE MAXWELL IRA ACCT. For the Period 9/1/13 to 9/30/13 Account Summary Tax Summary Domestic Dividends/Distributions Taxable Income CONTINUED Current Period Value
rgan J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements Complete copies of the JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: httpfiinvestor.shareholder.conVjemorgan
elating to each J.P.Morgan account(s). J.P. Morgan 0000009545 000 9E 00003 MAXWE00 20130204 Page 1 of 7 SB1062192-F1 3507 EFTA01665379 c 47 GHISLAINE MAXWELL IRA ACCT. For the Period 1/1/13 to Ii31/13 Account Summary Asset Allocation Beginning Ending Change Market Value Market Value In Value Estimated Cu
Entities connected to both the JPMS LLC's and GHISLAINE MAXWELL IRA ACCT

Ghislaine Maxwell
PERSON
JPMorgan Chase
ORGANIZATION
Newark
LOCATION
the Internal Revenue Service
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONJason Bell
PERSON
Nassau
LOCATIONNet Capital Requirements
ORGANIZATIONJ.P. Morgan Securities LLC's
ORGANIZATIONJason Grosse
PERSONJames Buckley
PERSONKirsten Sichler
PERSONSTCapitalGain Dist
LOCATIONthe Securities Investor Protection Corp ('
ORGANIZATIONMorgan Team
ORGANIZATIONJPMorgan Distribution Services, Inc.
ORGANIZATIONGina Magliocco
PERSONGaintoss
PERSON