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ng to each 3.P.Morgan account(s). Change In Value 969,126.31 12,279.64 0.00 $981,405.95 Start on Page EFTA01594601 4 42 50 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
gs Equity Cash & Fixed Income Portfolio Activity Page 2 4 5 12 Account W97565001 Page 1 of 38 Consolidated Statement Page 4 EFTA01594608 SOUTHERN TRUST COMPANY, INC ACCT. W97565001 For the Period 9/1/13 to 9/30/13 Account Summary Asset Allocation Equity Cash & Fixed Income Market Value Accruals Market Value wi
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portant information relating to each 3.P.Morgan account(s). Change In Value 4,161,959.25 0.00 $4,161,959.25 Start on Page 4 18 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital 1 EFTA01547677 and Net Capital Requirements At December 31, 2012, JPMS LLC's ne
y Holdings Equity Cash & Fixed Income Portfolio Activity Page 2 4 7 10 Account Page 1 of 14 Consolidated Statement Page 4 EFTA01547683 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 3/1/13 to 3/31/13 Account Summary Asset Allocation Equity Cash & Fixed Income Market Value Accruals Market Value with Accrual
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portant information relating to each 3.P.Morgan account(s). Change In Value (602,272.70) 0.00 ($602,272.70) Start on Page 4 13 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital 1 EFTA01547875 and Net Capital Requirements At June 30, 2013, JPMS LLC's net ca
ary Holdings Equity Cash & Fixed Income Portfolio Activity Page 2 4 5 7 Account Page 1 of 9 Consolidated Statement Page 4 EFTA01547881 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 9/1/13 to 9/30/13 Account Summary Asset Allocation Equity Cash & Fixed Income Market Value Accruals Market Value with Accrual
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2 mentions1 same-page
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unt(s). 800/634-1318 Table of Contents Account Summary Holdings Equity Cash & Fixed Income Portfolio Activity Page 2 4 5 11 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
ally, you may call 1-866-576-1300 to request a hard copy of the statement. 0000007990.15.0.15.00001.SOUTHAF.20131002 Page 1 of 37 EFTA01548033 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 9/1/13 to 9/30/13 Account Summary Asset Allocation Equity Cash & Fixed Income Market Value Accruals Market Value with Accrual
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Mutual Connections (31)
Entities connected to both J.P. Morgan Securities LLC's and SOUTHERN TRUST COMPANY, INC ACCT
JPMorgan Chase
ORGANIZATION77 w/ J.P.·21 w/ SOUTHERN
Net Capital Requirements
ORGANIZATION76 w/ J.P.·4 w/ SOUTHERN
the Internal Revenue Service
ORGANIZATION50 w/ J.P.·20 w/ SOUTHERN
Newark
LOCATION48 w/ J.P.·21 w/ SOUTHERN
Securities Investor Protection Corporation
ORGANIZATION46 w/ J.P.·21 w/ SOUTHERN
Nassau
LOCATION32 w/ J.P.·21 w/ SOUTHERN
Paul Barrett
PERSON30 w/ J.P.·20 w/ SOUTHERN
JG
Jason Grosse
PERSON27 w/ J.P.·20 w/ SOUTHERN
FDIC
ORGANIZATION26 w/ J.P.·13 w/ SOUTHERN
Justin Trudeau
PERSON16 w/ J.P.·21 w/ SOUTHERN
JN
Justin Nelson
PERSON16 w/ J.P.·21 w/ SOUTHERN
FX Fwd Contract
ORGANIZATION5 w/ J.P.·25 w/ SOUTHERN
OGBPPR-AA-9
ORGANIZATION10 w/ J.P.·16 w/ SOUTHERN
Total Foreign Exchange
ORGANIZATION3 w/ J.P.·20 w/ SOUTHERN
WS
William Sheridan
PERSON7 w/ J.P.·12 w/ SOUTHERN
Jeffrey Epstein
PERSON4 w/ J.P.·13 w/ SOUTHERN
PETROLEOS DE VENEZUELA S
ORGANIZATION3 w/ J.P.·13 w/ SOUTHERN
XCADCA-FG-Z
ORGANIZATION2 w/ J.P.·13 w/ SOUTHERN
XAUDCA-FL-Z
ORGANIZATION2 w/ J.P.·10 w/ SOUTHERN
XJPYCA-UW-Z
ORGANIZATION2 w/ J.P.·7 w/ SOUTHERN