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ng to each 3.P.Morgan account(s). Change In Value 969,126.31 12,279.64 0.00 $981,405.95 Start on Page EFTA01594601 4 42 50 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
Park Avenue, New York, NY 10017-2014 SOUTHERN TRUST COMPANY, INC ACCT. W97565001 For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team C
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-3124 212/622-2770 800/634-1318 Table of Contents Account Summary Holdings Cash & Fixed Income Portfolio Activity 4 6 Page 2 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
k, N.A. JEEPERS, INC. 270 Park Avenue, New York, NY 10017-2014 ACCT. W60975005 For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team C
2 mentions1 same-page
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portant information relating to each 3.P.Morgan account(s). Change In Value (602,272.70) 0.00 ($602,272.70) Start on Page 4 13 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital 1 EFTA01547875 and Net Capital Requirements At June 30, 2013, JPMS LLC's net ca
N.A. 270 Park Avenue, New York, NY 10017-2014 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team C
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2 mentions1 same-page
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unt(s). 800/634-1318 Table of Contents Account Summary Holdings Equity Cash & Fixed Income Portfolio Activity Page 2 4 5 11 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
N.A. 270 Park Avenue, New York, NY 10017-2014 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team C
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important information relating to each 3.P.Morgan account(s). Change In Value 122,088.60 0.00 $122,088.60 Start on Page 4 15 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital 1 EFTA01550258 and Net Capital Requirements At June 30, 2013, JPMS LLC's net ca
Chase Bank, N.A. THE HAZE TRUST 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team C
2 mentions1 same-page
Page ?Same page
ng to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Cash & Fixed Income Portfolio Activity 4 6 Page 2 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
A. 270 Park Avenue, New York, NY 10017-2014 DARREN K. INDYKE IRA ROLLOVER ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team C
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2 mentions1 same-page
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account(s). Change EFTA01547037 In Value (37,587,610.17) 0.00 39,328,582.86 0.00 $1,740,972.69 Start on Page 4 38 39 56 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
nk, N.A. 270 Park Avenue, New York, NY 10017-2014 SOUTHERN FINANCIAL, LLC ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team C
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Mutual Connections (50)
Entities connected to both J.P. Morgan Securities LLC's and William Sheridan
JPMorgan Chase
ORGANIZATION77 w/ J.P.·41 w/ William
Net Capital Requirements
ORGANIZATION76 w/ J.P.·7 w/ William
Newark
LOCATION48 w/ J.P.·34 w/ William
Securities Investor Protection Corporation
ORGANIZATION46 w/ J.P.·32 w/ William
the Internal Revenue Service
ORGANIZATION50 w/ J.P.·26 w/ William
Nassau
LOCATION32 w/ J.P.·36 w/ William
JG
Jason Grosse
PERSON27 w/ J.P.·40 w/ William
Paul Barrett
PERSON30 w/ J.P.·31 w/ William
Justin Trudeau
PERSON16 w/ J.P.·44 w/ William
JN
Justin Nelson
PERSON16 w/ J.P.·37 w/ William
FDIC
ORGANIZATION26 w/ J.P.·19 w/ William
Bank of America
ORGANIZATION18 w/ J.P.·4 w/ William
Global Access Portfolios
ORGANIZATION16 w/ J.P.·5 w/ William
the JPMS LLC's
ORGANIZATION17 w/ J.P.·3 w/ William
OGBPPR-AA-9
ORGANIZATION10 w/ J.P.·9 w/ William
GENERAL MOTORS CO CV
ORGANIZATION16 w/ J.P.·3 w/ William
JPMorgan Fund
ORGANIZATION13 w/ J.P.·5 w/ William
Jeffrey Epstein
PERSON4 w/ J.P.·13 w/ William
FX Fwd Contract
ORGANIZATION5 w/ J.P.·11 w/ William
SOUTHERN TRUST COMPANY, INC ACCT
ORGANIZATION4 w/ J.P.·12 w/ William