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ANY INC ACCT. W23560001 For the Period 3/1/13 to 3/31/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disc
S TSB BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN XS0717735822 SEDOL B7FQXT1 (ID: G47153-9D-3) ALLY FINANCIAL INC 8 1/2% PFD ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 02005N-30-8) ARIAD PHARMACEUTICALS INC ASSET TRANSFER TO A/C W91850-0 SOUTHERN
ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please
e Selection Method Securities Transferred Out 9/25 Free Delivery 9/25 9/25 Free Delivery Free Delivery Description ALLY FINANCIAL INC 8 1/2% PFD ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 02005N-30-8) ARIAD PHARMACEUTICALS INC ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANC
CCT. For the Period 9/1/13 to 9/30/13 Margin Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Transac
Method Securities Transferred In 9/25 9/25 9/25 Receipt of Assets Receipt of Assets Receipt of Assets Description ALLY FINANCIAL INC 8 1/2% PFD ASSET TRANSFER FROM A/C W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 02005N-30-8) ARIAD PHARMACEUTICALS INC ASSET TRANSFER FROM A/C W91850-0 SOUTHERN FI
Entities connected to both Jason Grosse and PFD ASSET TRANSFER

JPMorgan Chase
ORGANIZATION
Nassau
LOCATION
the Internal Revenue Service
ORGANIZATION
Newark
LOCATION
Justin Trudeau
PERSONSecurities Investor Protection Corporation
ORGANIZATIONJustin Nelson
PERSON
Paul Barrett
PERSON
FDIC
ORGANIZATIONWilliam Sheridan
PERSON
Bank of America
ORGANIZATIONNet Capital Requirements
ORGANIZATIONJ.P. Morgan Securities LLC's
ORGANIZATIONUNCAPPED
ORGANIZATIONGENERAL MOTORS CO CV
ORGANIZATION
Barclays
ORGANIZATION
Deutsche Bank
ORGANIZATIONSERVICEMASTER
ORGANIZATIONVAR RT
ORGANIZATIONKOSPTREQ
ORGANIZATION