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omest Free Delivery FIFO Description DEPOSIT SWEEP INTEREST FOR NOV. @ .03% RATE ON NET AVG COLLECTED BALANCE OF $19,434,639.95 AS OF 12/01/11 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) CORN SHORT FORWARD CONTRACT 2,274,650.00 USD NOTIONAL 67.00 NOTIONAL CONTRACTS (335K BSH) 6.79 FORWAR
TICALS INC @ 10.42 J.P. MORGAN SECURITIES LLC (ID: 04033A-10-0) LAREDO PETROLEUM HOLDINGS IN @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.00 J.P. MORGAN SECURITIES LLC (ID: 98986T-10-8) 2,250.000 3,150.000 7,500.0
omest Free Delivery FIFO Description DEPOSIT SWEEP INTEREST FOR NOV. @ .03% RATE ON NET AVG COLLECTED BALANCE OF $19,434,639.95 AS OF 12/01/11 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) CORN SHORT FORWARD CONTRACT 2,274,650.00 USD NOTIONAL 67.00 NOTIONAL CONTRACTS (335K BSH) 6.79 FORWAR
TICALS INC @ 10.42 J.P. MORGAN SECURITIES LLC (ID: 04033A-10-0) LAREDO PETROLEUM HOLDINGS IN @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.00 J.P. MORGAN SECURITIES LLC (ID: 98986T-10-8) 2,250.000 3,150.000 7,500.0
omest Free Delivery FIFO Description DEPOSIT SWEEP INTEREST FOR NOV. @ .03% RATE ON NET AVG COLLECTED BALANCE OF $19,434,639.95 AS OF 12/01/11 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) CORN SHORT FORWARD CONTRACT 2,274,650.00 USD NOTIONAL 67.00 NOTIONAL CONTRACTS (335K BSH) 6.79 FORWAR
TICALS INC @ 10.42 J.P. MORGAN SECURITIES LLC (ID: 04033A-10-0) LAREDO PETROLEUM HOLDINGS IN @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.00 J.P. MORGAN SECURITIES LLC (ID: 98986T-10-8) 2,250.000 3,150.000 7,500.0
08/13/2013 (ID: 989701-BF-3) DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $2,353,433.31 AS OF 09/01/13 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) ZIONS BANCORPORATION VAR RT 09/29/2049 DTD 08/13/2013 (ID: 989701-BF-3) PETROLEOS DE VENEZUELA S 5% O
e High Cost ENBRIDGE ENERGY MANAGEMENT LLC @ 28.376671 99,318.35 BROKERAGE 140.00 TAX &/OR SEC 1.73 J.P. MORGAN SECURITIES LLC (ID: 29250X-10-3) INERGY MIDSTREAM LP @ 22.178804 55,447.01 BROKERAGE 100.00 TAX &/OR SEC .97 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) STRATASYS LTD @ 93.10 279,300.00 BROKERAGE 1
Entities connected to both GENERAL MOTORS CO CV and INERGY MIDSTREAM LP

Ghislaine Maxwell
PERSON
JPMorgan Chase
ORGANIZATION
Bank of America
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONGlobal Access Portfolios
ORGANIZATION
Newark
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONJPMorgan Fund
ORGANIZATION
Barclays
ORGANIZATIONUS Small/Mid Cap Equity
ORGANIZATION
Paul Morris
PERSONUNCAPPED
ORGANIZATION
Paul Barrett
PERSON
Deutsche Bank
ORGANIZATION
FDIC
ORGANIZATIONFX Fwd Contract
ORGANIZATIONHCA INC
ORGANIZATIONPFD SHS SER 5
ORGANIZATIONCIT GROUP INC
ORGANIZATION