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From: Stewart Oldfield Sent: 11/29/2017 2:30:22 PM To: Andrew King Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy III Classification: For internal use only Cool, thanks From: Andrew King Sent:
lassification: For internal use only Cool, thanks From: Andrew King Sent: Wednesday, November 29, 2017 2:30 PM To: Stewart Oldfield Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy (I] This is who we've sent it to already: Harvest conversations • Paul Barrett — sent — have engaged with him in follow-up conversation • Third
risk adjusted return. Please let me know if you'd like to discuss further. From: Paul Barrett (mailto Sent: Monday, October 16, 2017 9:55 PM To: Andrew King < Cc: Stewart Oldfield < Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Hi Andrew I reviewed the returns over the past 4 years a
From: Andrew King Sent: 10/17/2017 12:24:31 PM To: Paul Barrett CC: Stewart Oldfield Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Paul, You're right that the returns have been around 70bps since Dec 2013. However, it's important to note that this is an overlay strategy, and d
From: Paul Barrett Sent: Monday, October 16, 2017 9:55 PM To: Andrew King Cc: Stewart Oldfield Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Hi Andrew I reviewed the returns over the past 4 years and
From: Paul Barrett Sent: Monday, October 16, 2017 9:55 PM To: Andrew King Cc: Stewart Oldfield Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Hi Andrew I reviewed the returns over the past 4 years and they are not that exciting. It has averaged around 70bps return over that time period.
There are risks associated with investing in this strategy, please see slide 20 of the attached presentation for a summary of risks. Best regards, Andrew King Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue. New
Cc: Stewart Oldfie Subject: DB - Harvest Collateral Yield Enhancement Strategy Paul, I'm an Investment Specialist on Stew Oldfield's team at DB. During your last meeting with Stew, you had discussed a managed option strategy
To: Andrew King < Cc: Stewart Oldfield < Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Hi Andrew I reviewed the returns over the past 4 years a
To: Andrew King < Cc: Stewart Oldfield < Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Hi Andrew I reviewed the returns over the past 4 years and they are not that exciting. It has averaged around 70bps return over that time period.
There ore risks associated with investing in this strategy, please see slide 20 of the attached presentation for a summary of risks. Best regards, Andrew King Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, New
at ALPHA GROUP CAP ITAL From: Andrew King Sent: Friday, October 13, 2017 5:03 PM To: Paul Barrett < Cc: Stewart Oldfield < Subject: DB - Harvest Collateral Yield Enhancement Strategy Paul, I'm an Investment Specialist on Stew Oldfield's team at DB. During your last meeting with Stew, you had discussed a managed option strategy
From: Stewart Oldfield Sent: 1/26/2018 1:52:55 PM To: Andrew King Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Did anything happen with this? Thanks From: Andrew King Sent: Wednesday, October
From: Stewart Oldfield Sent: 1/26/2018 1:52:55 PM To: Andrew King Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Did anything happen with this? Thanks From: Andrew King Sent: Wednesday, October 18, 2017 11:17 AM To: Paul Barrett < Cc: Stewart Oldfield < Su
From: Stewart Oldfield Sent: 1/29/2018 5:39:59 PM To: Paul Barrett CC: Andrew King BCC: Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Paul, Given the recent uptick in vol, does it make sense to discuss this in
From: Stewart Oldfield Sent: 1/29/2018 5:39:59 PM To: Paul Barrett CC: Andrew King BCC: Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Paul, Given the recent uptick in vol, does it make sense to discuss this in any more detail? Hope all is well. Thanks From: Paul Barrett Sent: T
Let's chat tomorrow Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 111h Floor, New York, NY 10019 at ALPHA GROUP CAPITAL From: Andrew King ( Sent: Tuesday, October 17, 2017 12:25 PM To: Paul Barrett •> Cc: Stewart Oldfield Subject: RE: DB - Harvest Collateral Yield Enhancement Strate
From: Andrew King Sent: 10/18/2017 11:17:1O AM To: Paul Barrett CC: Stewart Oldfield Subject RE: DB - Harvest Collateral Yield Enhancement Strategy Good morning Paul — please let me know when would work best to speak today. From: Paul Barrett (mailt ] Sent: Tuesday, October 17, 2017 11:23 PM
Third Lake - sent • Tisch - sent I'm sending the rest out this afternoon. From: Stewart Oldfield Sent: Wednesday, November 29, 2017 2:22 PM To: Andrew King Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Ill Classification: For Internal use only Thanks. I totally forgot we sent a coupl
From: Andrew King Sent: 11/29/2017 2:29:54 PM To: Stewart Oldfield Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I] This is who we've sent it to already: Harvest conversations • Paul Barrett — sent — have engaged with him in follow-up conversation • Third
Entities connected to both Andrew King and DB - Harvest Collateral Yield Enhancement Strategy

Prince Andrew
PERSON
Martha Stewart
PERSON
Stewart Oldfield
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONInvestment Solutions Group
ORGANIZATION
Paul Barrett
PERSONSharpe
ORGANIZATIONALPHA GROUP
ORGANIZATIONPaul Watson'
PERSON