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e Lapp!..• (ilt • 0040;4:x; COSI Nair DB AO 3.D1d) DO AG :L!» X 1,a ah DB ACI ND/0 313 >0;t1D11) 0391110E AS t 8 Thanks Kind regards, Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management 5022 Gate Parkway acksonville Florida 322 6 K
th the client to have the attached filler! out. 5. MD sales approval — Xavi please approve the below HI Xavt Kindly provide MO sales approval for the NCA of Southern Financial LLC for the below products/entities. C•Nt f s.rne Lapp!..• (ilt • 0040;4:x; COSI Nair DB AO 3.D1d) DO AG :L!» X 1,a ah DB ACI ND/0 313 >0;t1
4 :it> CO AO (WM ST AO :I.C.1) Oe AO MOM) CS AG 0.001) M AO (IOM) Des' 08914 Oa AO :WS) Thank you Nina Tona From: Nina Tona Sent: Thursday, November 16, 2017 9:35 AM To: Martin Zeman Cc: Alastair Mackinlay Subject: RE: Southern Financial LLC Classific
h the client to have the attached filled out. 5. MD sales approval — X.svi please approve the below HI Xavl, Kindly provide MD sales approval for the NCA of Southern Financial LLC for the below products/entities. 08 AO (WAII 0081 OD AO (LCN) DO AO (LINO DI N3 0.0 OS AG i LOB) OBSI OBIll 4 DO AO !UN) 8 Thank you Nina T
11:Pefee. OZAT CB AI 3.CI1) DO AG '324941) f x cast. CB AO ritto 44 'acts DO AO ;t1D11) Cdp MS1 03916 CB AS 1.4C44 Thanks Kind regards, Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville, rlorida 32256
th the client to have the attached filled out. 5. MD sales approval — Xavi please approve the below HI Xavl, Kindly provide MO sales approval for the NCA of Southern Financial LLC for the below products/entities. C•1/4t ,rn* tyres— • 01 C .51•11,M , Ar.• CS An ;L:N: ).VPI-,,O) 11:Pefee. OZAT CB AI 3.CI1) DO AG '324941
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with the client to have the attached filled out. 5. MD sales approval —Xavi please approve the below HI Xavt Kindly provide MO sales approval for the NCA of Southern Financial LLC for the below products/entities. C•J" Irv...bop, OIC 1....iv•Kw• 14•a InTtrn, DE AO :1.39: Deal DB AO 3_99i DO r..a ;Lem> 1n naan DO A3 :1
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th the client to have the attached filled out. 5. MD sales approval — Xavi please approve the below HI Xavl, Kindly provide MO sales approval for the NCA of Southern Financial LLC for the below products/entities. C•dj . ,rr4r C•4•1144,..1•••• C w. I+. a 4V. CO 40 :LIN: CB Aa 3-CNi CO Ka ;mu> Inca ah CB AG;LC`T cytil
(M. CE. AO DON; Mal CO AG D.C4: CO AG ict4.2 () ..At CE • :LON) CO AO. L.r.”4, , 013.91 6 Da AO :BOAij Thank you Nina Tona From: Nina Tona Sent: Thursday, November 16, 2017 9:35 AM To: Martin Zeman < >; Xavier Avila Cc: Alastair Mackinlay < >; Mathew Negus c:MI~IllM
th the client to have the attached filled out. 5. MD sales approval — Yavi please approve the below HI Xavi, Kindly provide MD sales approval for the NCA of Southern Financial LLC for the below products/entities. In/ P,V,CV CB AD DZN: C•ah .LC OAAAAbvio• OVP4WP IBMPA4 CE AS ['peso.* co A3 tea? CB A3 (ir4 CB :W`( CO
From: Nina Tona Sent: Tuesday, November 14, 2017 10:51 AM To: Martin Zeman ~>; Xavier Avila < Cc: Alastair Mackinlay < 1~>; Mathew Negus Subject: Southern Fina
ith the client to have the attached filled out. S. MD sales approval —Xavi please approve the below HI Xavi, Kindly provide MD sales approval for the NCA of Southern Financial LLC for the below products/entities. ash F. z ed Imxtme Caah Egwties OTC 0rnvatipro TriP 'RV P DVP1WP ptioo F>: Catt. C.Omniad =be b QED DB AG
Amber Davis From: Xavier Avila Sent Thursday, November 16, 2017 10:31 AM To: Nina Tona; Martin Zeman Cc: Alastair Mackinlay; Mathew Negus; Joshua Shoshan; Davide-A Sferrazza Subject: RE: Southern Financial LLC [I] Approved Davide
the client to have the attached filled out. 5. MD sales approval — X,avi please approve the below HI )(air', Kindly provide MD sales approval for the NCA of Southern Financial LLC for the below products/entities. -anti f. mei Income Cash Equities OTC Derma yr s OVPINP DVP,RVP fRatv FX options F X Cash Commodities GEO
Entities connected to both Nina Tona and the NCA of Southern Financial LLC
Martin Zeman
PERSONXavier Avila
PERSON
Ghislaine Maxwell
PERSONAlastair Mackinlay
PERSONMathew Negus
PERSONKCP Americas
ORGANIZATIONBusiness Control Manager
ORGANIZATION
Jacksonville
LOCATIONKey Client Partners
ORGANIZATION
Deutsche Bank
ORGANIZATIONACO Attestation
ORGANIZATIONDB AG
ORGANIZATION