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TRANSACTION DESCTG'TION SrMEICLCuSP QUANTITY pFrCE DEBIT AMOUNT CHEM MAXI M 02/20/01 aa%36l61 RECEIVED Ann/ 6 DUKE ENERGY CORP FORMERLY DUKE POWER CO 901 gitiiiMattnirlatiOn & d6 901 DUK 1% 1,200 lab 02/20/01 RECEIVED EMC CORP-MASS EMC 200 901 bkr2bibi AtUfvE6 gUtiKlUideit takt, x
600 901 02/20/01 RECEIVED UNITED TECHNOLOGIES CORP UTX 300 901 02/20/01 RECEIVED WASHINGTON MUTUAL INC WM 900 901 02/20/01 RECEIVED WAL-MART STORES INC WMT 500 901 AOL TIME WARNER INC AOL -500 49.30070 24,597.02 UNSOUCIIED 02/22_/01 02/16/01 SOLD 02/22/01 02/16/01 SOLD ACE LTD-ORD UN
f MOE OM DM TRA)4041139 DESCRIPICA StYlIOUGUSP cosem Pia OWE AliC041 CREW *mewl 02/20/01 RECEIVED DUKE ENERGY CORP 00K 1.200 FORMERLY DUKE POWER CO 901 ovzoico RECEIVED E I DU PONT DE NEMOURS& CO DO 100 901 02/20/01 RECEIVED EMC CORP-MASS EMC 200 901 02/20101 RECEIVED MOON MOBIL C
02/16(01 SOLD £617Z5£00- IN9- ANGS 0LSCRPTI0N TEU.A8S INC 90T TIFFANY & CO NEW 901 UNITED TECHNOLOGIES CORP 901 WASHINGTON MUTUAL INC 901 WAL-MART STORES INC 901 ACE 1126E WARNER INC UNSOLICITED ACE LTD-ORD UNSOLICITED WA CORP UNSOLICITED SEE NOTE '5 Oil BACK AMERICAN INTERNATIONAL GROUP INC uNS
JOURNAL DOVER CORP DCw 1.000 39.524.86 FROM: PTC(102-13651-2-USO • JRL • 02/15401 JOURNAL DUKE ENERGY CORP DUK 1.800 66.701.61 FORMERLY DUKE POWER CO FROM: PTC/102-13651-2-LISO • JRL • 02/15/01 JOURNAL E I Du PONT DE NEM3URS & CO DD 200 5.881.49 FROM. PTC.1102-13651.24.750 • JRL • 02/16/01
075400 DIFFERENCE • 0.250000 0222/01 02/1 SOLD UNITED TECHNOLOGIES CORP UNSOLICITED UTX -600 78.41000 46.994.43 02/22101 02/18/01 SOLD WAL-MART STORES INC UNSOUCM0 WAIT -900 51.86260 46.620.78 020.201 JOURNAL AIX ONE WARNER INC AOL 800 JOUNLM. FROM TIN 2 TO 1 02/22/01 JOURNAL ACE LTD-ORD
SHORT. EXECUTION BY BUCK COMMISSION 48.00 SEC FEE 1,02 09/24/01 09/19/01 SOLD DUKE ENERGY CORP DUK .1,300 37.64000 48,824.36 FORMERLY DUKE POWER CO SHORT, EXECUTION BY TUCK COMMISSION 91.00 SEC FEE 1,64 FEDERATED DEPARTMENT STORES SHORT. EXECUTION BY BUCK COMMISSION 120.00 SEC FEE 1.89
.38 TIMBERLAND CO-CL A EXECUTION BY RHCO COMMISSION 126.00 VENATOR GROUP INC EXECUTION BY BUCK COMMISSION 43280 VANS INC EXECUTION BY MONT WAL-MART STORES INC EXECUTION BY BUCK COMMISSION 108.00 AVON PRODUCTS INC WITH RIGHTS TO PURCHASE PREFRO STI( UNDER CERTAIN CIRCUMSTANCE SEE NOTE '5* ON BACK SHO
TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE UNSOUCIIED 02/22/01 02/16/01 SOLD DUKE ENERGY CORP DUK -1.800 41.34650 74.31121 FORMERLY DUKE POWER CO UNSOUCIIED 02/22/01 02/16/01 SOLD E I DU PONT DE NEMOURS & CO DD -200 43.45000 8.639.71 UNSOUCIIED 027 0244,01:20:42 001 EFTA00197934 CL
SCAPTION TEUA FROM: FROM: • JRL • wow ' ' i5SEIVN FROM: • JRL • LiWiEtiltaiNtiC6MV.M5 FROM: • JRL • WASHINGTON MUTUAL INC FROM: • JRL • WAL-MART STORES INC FROM: • JRL • COCA COLA CO FROM: • JRL • STMBOUCUSIP TLAB amain. 200 PRCE Beer. SZeirns S0N, t4,1 Cap. Cc* Metsolech Cella North Beccidon.
Entities connected to both DUKE POWER CO and WAL-MART STORES INC

Samantha Power
PERSON
Julie K. Brown
PERSON
Ralph Lauren
PERSONPERKO
ORGANIZATIONLARRY KEMP
PERSON
Ghislaine Maxwell
PERSONCHICOS FAS INC
ORGANIZATION
Bear Stearns
ORGANIZATIONBEBE STORES INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONEquities & Options
ORGANIZATIONFOOTSTAR INC
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Wilbur Ross
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONMoney Fund
ORGANIZATIONSZeirns
PERSONNAUTICA ENTERPRISES INC
ORGANIZATIONGRECO
PERSONGENESCO INC
ORGANIZATION