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NEY CO INC JCP 2.700 20.35130 55,152.51 SEE NOTE'S' ON BACK EXECUTION BY RCR VS 2700 04-08-02 COMMISSION 189.00 04/11/02 04/08/02 BOUGHT TIBCO SOFTWARE INC TIBX 1.300 10.29170 13,394.21 EXECUTION BY RR VS 1300 04-08-02 04/12/02 044)9/02 BOUGHT STAGE STORES INC STGS LOCO 28.74600 57.557.00

ASE PREEN) SIX UNDER CERT/4N MCl/MST/ME EXECUTION BY FBCO VS ISO 03.01.02. 800 02-28-02 COMMISSION 77.00 SEC FEE 1.23 04105/02 04/0202 SOW CUMMINS INC CUM -2.500 46.32360 115.615.51 WITH NUM TO PURCHASE CCMIAON SIX LONER CERTAIN CMCUMSTANCE EXECUTION BY WHO VS 700 03-12-02. 1800 03-05-02 CO

SYMBOL TECHNOLOGIES INC S81 CASH 33.100 11.2400 372.044 662 0.1779 TYCO MTERNATIOt4AL LTD IYC CASH 4.900 32.3200 158.368 245 0.1547 TIBCO SOFTWARE INC fiBX CASH 7.900 11.7600 92.904 TENET HEALTHCARE CORP THC CASH 5.250 67.0200 351.855 TEXTRON INC 1%7 CASH 1.400 51.1030 71.540 1.820

118,413 CL A CONTINENTAL AIRED/ES B CAL CASH 8.150 28.3200 230.806 COOPER INDUSTRIES NC CBE CASH 3.500 41.9500 146.825 4,900 3.3373 CUMMINS INC CUM CASH 2,500 47.2300 118,075 3.000 2.5408 OMC STAMM( NETWORKS RIC SUN CASH 11,450 5.4400 62.288 EDLSON INTERNATIONAL Et( CASH 14,2

HT AEOS 1,500 25.33670 38,020.05 12/14/01 12/11/01 BOUGHT ANNTAYLOR STORES CORP SEE NOTE '5* ON BACK EXECUTION BY BUCK COMMISSION 132,00 TIBCO SOFTWARE INC EXECUTION BY FBCO SEC FEE 2.38 TRW INC WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 273,00 SE

90.00 10/23/01 10/18/01 BOUGHT GRECO' MIDUNT MCDATA CORP CL A EXECUTION BY CEUT MCDTA 3.900 12.47080 48.651.12 10/24/01 10/19/01 SOLD CUMMINS INC CUM .2.400 31.24390 74.799.86 WITH RIGHTS TO PURCHASE COMMON S11( UNDER CERTAIN CIRCUMSTANCE EXECUTION BY LEHM COMMISSION 168,00 SEC FEE 2

PING ENT • JRL • 578.928.42 08/23/01 JOURNAL TIME WARNER TELECOM INC CLASS A ADJ PNL VS BOOKKEEPING ENT • JRL 203.011.82 08/23/01 JOURNAL TIBCO SOFTWARE INC ADJ PNL VS BOOKKEEPING ENT • JRL 131,686.23 08/23/01 JOURNAL i """ ZUSIXL TAIBOTS INC ADJ PNL VS BOOKKEEPING ENT • JRL rffittraigritirs AD

AL di. A dint( 4.500 FROM: TC/L SD • JRL • 08113101 JOURNAL CONTINENTAL AIRUNES INC.CL CAL 3.550 FROM: TDL SD • JRL • oaelact JOURNAL CUMMINS INC CUM 2.500 FROM: TM■ SD • JRL • 0813/01 JOURNAL DMC STRATEX NETWORKS INC STXN 9.150 FROM: TDL SD • JRL • 08/13/01 JOURNAL EDISON INTER

A SYMBOL TECHNOLOGIES INC SBL CASH 15.400 8.5700 131,978 308 0.2334 TYCO INTERNATIONAL LTD rYC CASH 2,550 21.9500 55,973 128 0.2287 TIBCO SOFTWARE INC TIBX CASH 17.400 5.9500 103,530 TALBOTS INC U.S CASH 7.900 37.2000 293,880 2.844 0.9677 TIMBERLAND CO-CL A TBL CASH 4.400 38.7800

PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY FBCO VS 300 03-06-02. 800 02-28.02 COMMISSION 77.00 SEC FEE 1.23 04/05/02 04/02/02 SOLD CUMMINS INC CUM 2.500 46.32360 115.615.51 WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY JPHO VS 700 03-12-02. 1800 03-05-02

SYMBOL TECHNOLOGIES INC SBL CASH 33.100 11.2400 372.044 662 0.1779 TYCO INTERNATIONAL LTD TYC CASH 4.900 32.3200 158.368 245 0.1547 TIBCO SOFTWARE INC TIBX CASH 7.900 11.7600 92.904 TENET HEALTHCARE CORP THC CASH 5.250 67.0200 351.855 TEXTRON INC TXT CASH 1.400 51.1000 71.540 1.820

3 CL A CONTINENTAL AIRLINES INC-CL B CAL CASH 8.150 28.3200 230.808 COOPER INDUSTRIES INC CBE CASH 3.500 41.9500 146.825 4.900 3.3373 CUMMINS INC CUM CASH 2.500 47.2300 118.075 3.000 2.5408 DMC STRATEX NETWORKS INC STXN CASH 11,450 5.4400 62.288 EDISON INTERNATIONAL EIX CASH 14