3
Shared Docs
3
Same-Page
3 / 3
Mentions
(212) 272-2000 9 42120 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) ~YEW Wit MAU °Alt flUSSACIlen OtWeirlaN SIIMOUCU5e, CIUMMY rina con udeuvir droll NNW 07/05/02 07/07/02 SOLD MMOZOUS CORP MYK -2.900 11.72000 33.771.97 ExECLITEN BY MONT VS 2600 03.06-02. 300 03-
MICALS CORP NU -4.500 07710/02 JOURNAL 999106546526.7450 NORTHWEST /BRUMES CORP »AC .2.500 07/10/02 JOURNAL TO: 99505546526.1450 • AIL • NORFOLK SOUTHERN CORP NSC 4450 07/10102 JOURNAL 99W055-443525.14150 POLO RALPH LAUREN CORP-CL A RI. 43.407 ~et 1/ROGN (111 171(CUY On140 SUISCIARY 5e. Stearns
11100 lamer, 1. 2002 Transaction Detail (continued) INVESTMENT ACTIVITY exodnued) SITTIOAM 'RCE win DATE nwalcriou OESC19213% 511.110UCUSIe CIUMMY MU nocuoi AccoLerr 'wig.* TAxrATte moseER LAST STATexpir MIT AMOUNT Artery 25. 2002 102-05152 055 31.6412006 December 31. 2001 CRIOR WOUP/
70 3,564 1.9672 NOVA CHEMICALS CORP NCX CASH 8,600 25.0100 215,086 1.365 0.6346 NORTHWEST AMUNES CORP NWAC CASH 2.500 19.0700 47.675 NORFOLK SOUTHERN CORP NSC CASH 7.150 23.9400 171,171 1.716 t0025 POLO RALPH LAUREN CORP-CL A RI. CASH 8,907 29.1800 259.906 CHANICARE INC OCR CASH 6.300
ruwy 22.2002 ACCOUVT NUMBER TAXPAYER NLAA3ER LAST STATEMENT January 26, 2002 SETTLEMENT TRADE DATE DATE TRANSACTION DESCRIPTION SYMOWCUSP CIUMMY PRICE DEW AMOUNT CHEM MOM 02/11/02 02/06/02 SOLD TEXTRON INC 1XT -900 43.89550 39,427.35 WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAI
3.564 1.9672 NOVA CHEMICALS CORP NCX CASH 8.600 25.0100 215.086 1.365 0.6346 NORTHWEST AIRLINES CORP NWAC CASH 2,500 19.0700 47,675 NORFOLK SOUTHERN CORP NSC CASH 7,150 23.9400 171,171 1,716 1.0025 POLO RALPH LAUREN CORP-CL A RL CASH 8,907 29.1800 259.906 OMNICME INC OCR CASH 6.300 25
Entities connected to both CIUMMY and NORFOLK SOUTHERN CORP
JONES APPAREL GROUP INC
ORGANIZATIONTALBOTS INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATION
Ralph Lauren
PERSON
New York City
LOCATIONEquities & Options
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATION
Paul Ryan
PERSONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONSZeirns
PERSON
George W. Bush
PERSONTHRCOGH
ORGANIZATIONMASCO CORP
ORGANIZATION
Bear Stearns
ORGANIZATIONCISCO SYSTEMS INC
ORGANIZATIONOESCRPTION
ORGANIZATIONBEA SYSTEMS INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONOMNICARE INC
ORGANIZATION