3
Shared Docs
3
Same-Page
3 / 3
Mentions
ain a loan from a bank collateralized by securities without the permission of the firm. Such permission should be requested in writing directed to the Compliance Department. This restriction applies to the employee, his spouse and minor children and any account in which the employee places orders. PLEASE ATTEST TO TH
RANCE COMPANY FIREMEN'S INSURANCE COMPANY OF NEWARK. NEW JERSEY BOSTON OLD COLONY INSURANCE COMPANY COMMERCIAL INSURANCE COMPANY OF NEWARK. N. J. PHOENIX ASSURANCE COMPANY OF NEW YORK NIAGARA FIRE INSURANCE COMPANY SEABOARD FIRE AND MARINE INSURANCE COMPANY THE FIDELITY AND CASUALTY COMPANY OF NEW YORK NATIONAL•BEN FRANKLIN INS
ain a loan from a bank collateralized by securities without the permission of the firm. Such permission should be requested in writing directed to the Compliance Department. This restriction applies to the employee, his spouse and minor children and any account in which the employee places orders. PLEASE ATTEST TO TH
SURANCE COMPANY FIREMEN'S INSURANCE COMPANY OF NEWARK. NEW JERSEY BOSTON OLO COLONY INSURANCE COMPANY COMMERCIAL INSURANCE COMPANY OF NEWARK. N 1 PHOENIX ASSURANCE COMPANY OF NEW YORK NIAGARA FIRE INSURANCE COMPANY SEABOARD FIRE AND MARINE INSURANCE COMPANY IHE FIDELITY AND CASUALTY COMPANY OF NEW YORK NATIONAL-BEN FRANKLIN INS
ain a loan from a bank collateralized by securities without the permission of the firm. Such permission should be requested in writing directed to the Compliance Department. This restriction applies to the employee, his spouse and minor children and any account in which the employee places orders. PLEASE ATTEST TO TH
RANCE COMPANY FIREMEN'S INSURANCE COMPANY OF NEWARK. NEW JERSEY BOSTON OLD COLONY INSURANCE COMPANY COMMERCIAL INSURANCE COMPANY OF NEWARK. N. J. PHOENIX ASSURANCE COMPANY OF NEW YORK NIAGARA FIRE INSURANCE COMPANY SEABOARD FIRE AND MARINE INSURANCE COMPANY THE FIDELITY AND CASUALTY COMPANY OF NEW YORK NATIONALBEN FRANKLIN INSU
Entities connected to both the Compliance Department and PHOENIX ASSURANCE COMPANY OF NEW YORK

Jeffrey Epstein
PERSON
Stephen Hawking
PERSON
George W. Bush
PERSON
Bear Stearns
ORGANIZATION
Bradley Cooper
PERSON
Jimmy Cayne
PERSONthe New York Stock Exchange
ORGANIZATION
Tokyo
LOCATION
Lakoff
PERSONU.C. Berkeley
ORGANIZATION
Physics
ORGANIZATION
Bennett
PERSON
Dalton School
ORGANIZATIONBlue Cross
ORGANIZATIONLewis Rabinowitz
PERSON
New York City
LOCATION
Mark Epstein
PERSON
Dallas
LOCATION
Michael Douglas
PERSON
Amsterdam
LOCATION