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AGP LP 519 Alpha Group Capital Paul Barren Item 11. Code of Ethics, Participation or Interest In Client Transactions and Personal Trading Employees of Alkeon and their immediate family mem
its the timing and execution of those trades so as not to disadvantage client positions. Trades of employees and family members will be monitored by Jennifer Shufro, Alkeon's Managing Director of Legal and Compliance (the "Compliance Director"). In addition, employees and related persons are required to have du
AGP LP 519 Alpha Group Capital Paul Barren Item 3. Disciplinary Information Not applicable. Item 4. Other Business Activities Alkeon is the sole Member of SilverBay Capital Management, L
ervised persons' activities, including the investment advice that each provides to clients. Greg Jakubowsky (Alkeon's Chief Compliance Officer) and Jennifer Shufro (Alkeon's Managing Director of Legal and Compliance) supervise Alkeon's supervised persons by monitoring their compliance with Alkeon's Code of Eth
AGP LP 519 Alpha Group Capital Paul Barren Item 3. Disciplinary Information Not applicable. Item 4. Other Business Activities Alkeon is the sole Member of SilverBay Capital Management, L
ervised persons' activities, including the investment advice that each provides to clients. Greg Jakubowsky (Alkeon's Chief Compliance Officer) and Jennifer Shufro (Alkeon's Managing Director of Legal and Compliance) supervise Alkeon's supervised persons by monitoring their compliance with Alkeon's Code of Eth
Entities connected to both Paul Barren and Jennifer Shufro