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Document Mentions (4 shared documents)
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ancial LLC [I] Classification: For internal use only Hi All, We are performing a principal product extension for Southern Financial, LLC for GED, Convertible Bonds, and Global Credit Derivatives in DBAG. DBcar triggered a high risk rating. Attached is an EDD package comprised of the following: Searches Forma
ke top priority. Thanks, Jesse From: Zack Bunimovich Sent: Monday, May 07, 2018 3:51 PM To: Jesse-J Cruz ; AMLUK Reviews amluk compliance Cc: Kareen Johnson < ; Daniel-A Klyashtorny <daniel- Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I] Classification: For internal u
2 mentions1 same-page
Page ?Same page
ancial LLC [I] Classification: For internal use only Hi All, We are performing a principal product extension for Southern Financial, LLC for GED, Convertible Bonds, and Global Credit Derivatives in DBAG. DBcar triggered a high risk rating. Attached is an EDD package comprised of the EFTA01400122 following:
Sent: Monday, May 07, 2018 3:51 PM To: Jesse-3 Cruz Cc: Kareen Johnson < ; AMLUK Reviews liance ; Daniel-A Klyashtorny <daniel- Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I] Class
2 mentions1 same-page
Page ?Same page
nancial LLC (I] Classification: For internal use only Hi All, We are performing a principal product extension for Southern Financial, LLC for GED, Convertible Bonds, and Global Credit Derivatives in DBAG. D8car triggered a high risk rating. Attached is an EDD package comprised of the following: • Searches •
ent: Thursday, May 03, 2018 3:05 PM To: AMLUK Reviews <amluk.reviews a7db.com>• amluk compliance <amluk.compliance€clb.com> Cc: Zack Bunimovich >; Kareen Johnson Subject: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC (I] Classification: For internal use only Hi All, We are performing a p
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2 mentions1 same-page
Page ?Same page
nancial 'IC [I] Classification: For Internal use only Hi All, We are performing a principal product extension for Southern Financial, LLC for GED, Convertible Bonds, and Global Credit Derivatives in DBAG. DBcar triggered a high risk rating. Attached is an EDD package comprised of the following: • Searches •
Thanks, Jesse From: Zack Bunimovich Sent: Monday, May 07, 2018 3:51 PM To: Jesse-J Cruz >; AMLUK Reviews amluk compliance Cc: Kareen Johnson < >; Daniel-A Klyashtorny Subject: RE: Escalation: 0NB-1135648 / LKYCGB-160049 / Southern Financial LLC [II Classification: For Internal use only
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Mutual Connections (8)
Entities connected to both Convertible Bonds and Kareen Johnson
ZB
Zack Bunimovich
PERSON5 w/ Convertible·34 w/ Kareen
Deutsche Bank Securities Inc.
ORGANIZATION4 w/ Convertible·21 w/ Kareen
Jacksonville
LOCATION4 w/ Convertible·20 w/ Kareen
JC
Jesse-J Cruz
PERSON2 w/ Convertible·12 w/ Kareen
JC
Jesse Jay Cruz
PERSON5 w/ Convertible·4 w/ Kareen
Client Data Services
ORGANIZATION5 w/ Convertible·4 w/ Kareen
Jesse
PERSON2 w/ Convertible·6 w/ Kareen
Global Credit Derivatives
ORGANIZATION2 w/ Convertible·3 w/ Kareen