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titute Member who is admitted to the Fund pursuant to Section 4.1 hereof, in such person's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Bas
ments with the SEC, the IRS, the DOJ and a group of State Attorneys General regarding investigations into the conduct of certain former employees in UBS Financial Services' former municipal reinvestment and derivatives group from 2001 to 2006. Allegations included violations of: Section 15(c)(1XA) of the Securities Exc
02485 EFTA00238041 admitted to the Fund pursuant to Section 4.1 hereof, in such person's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Bas
ments with the SEC, the IRS, the DOJ and a group of State Attorneys General regarding investigations into the conduct of certain former employees in UBS Financial Services' former municipal reinvestment and derivatives group from 2001 to 2006. Allegations included violations of: Section 15(c)(1XA) of the Securities Exc
01432 EFTA00237078 admitted to the Fund pursuant to Section 4.1 hereof, in such person's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Bas
ments with the SEC, the IRS, the D01 and a group of State Attorneys General regarding investigations into the conduct of certain former employees in UBS Financial Services' former municipal reinvestment and derivatives group from 2001 to 2006. Allegations included violations of: Section 15(c)(1XA) of the Securities Exc
Entities connected to both Millennium USA LP and UBS Financial Services'

Millennium
ORGANIZATION
United States
LOCATIONMillennium Management LLC
ORGANIZATION
New York
LOCATIONErnst & Young LLP
ORGANIZATION
England
LOCATIONCayman
LOCATION
Mohammed bin Salman
PERSONthe Non-USD Shares
ORGANIZATION
Ghislaine Maxwell
PERSONCayman Islands Tax Matters
ORGANIZATIONthe Cayman Islands Monetary Authority
ORGANIZATIONthe Mutual Funds Law
ORGANIZATION
New York State
LOCATIONLehman
ORGANIZATION
Tokyo
LOCATIONThe Fund's Risk Management Program
ORGANIZATION
UBS AG
ORGANIZATION
JPMorgan Chase
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION