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he NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 2007 Entity: UBS Financial Services Brought By: Attorney General State of NY Page 2 of 4 CONFIDENTIAL UBSTERFtAMAR00004121 EFTA00239453 FOR EXISTING INVESTOR USE ONLY iliksagv:4R9t:IftrtaW;WWS5W,TANNwpgAw(150 5 Disclos
L UBSTERRAMAR00004087 EFTA00239419 FOR EXISTING INVESTOR USE ONLY Appendix B Third Amended and Restated Limited Liability Company Agreement of AlphaKeys Millennium Fund, L.L.C. CONFIDENTIAL UBSTERRAMAR00004088 EFTA00239420 FOR EXISTING INVESTOR USE ONLY THIS THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY
he NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 2007 Entity: UBS Financial Services Brought By: Attorney General State of NY ML281817-MAXWELL Page 2 of 4 CONFIDENTIAL UBSTERRAMAR00002514 EFTA00238070 Disclosure Statement under Rule 506(d) iefft4'')• „, • ...;t„. Al
any Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Fund's Certificate was amended to reflect the change of the name of the Fund to "AlphaKeys Millennium Fund, L.L.C." effective on April 1, 2014; WHEREAS, the parties hereto wish to effect the following: (a) the amendment and restatement of the Amended Agr
he NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 2007 Entity: UBS Financial Services Brought By: Attorney General State of NY MAXWELL Page 2 of 4 CONFIDENTIAL UBSTERRAMAR00001461 EFTA00237107 Disclosure Statement under Rule 506(d) iefft4'')• „, • ...;t„. Aliegations
any Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Fund's Certificate was amended to reflect the change of the name of the Fund to "AlphaKeys Millennium Fund, L.L.C." effective on April 1, 2014; WHEREAS, the parties hereto wish to effect the following: (a) the amendment and restatement of the Amended Agr
Entities connected to both General State of NY and AlphaKeys Millennium Fund

UBS AG
ORGANIZATION
Federal Reserve
ORGANIZATION
United States
LOCATION
Ghislaine Maxwell
PERSONAdministrative Services
ORGANIZATIONUBS Securities LLC
ORGANIZATIONUBS Fund
ORGANIZATIONLehman Structured Products
ORGANIZATIONMassachusetts Securities Division
ORGANIZATIONthe North American Securities Administrators Association
ORGANIZATIONCivil Penalty
ORGANIZATIONCease & Desist
ORGANIZATIONBrought
ORGANIZATIONThe Ohio Division of Securities
ORGANIZATIONBack Taxes Payment
ORGANIZATIONSwiss Federal Banking Commission
ORGANIZATION
Millennium
ORGANIZATION
Department of Justice
ORGANIZATION
New York State
LOCATION
Internal Revenue Service
ORGANIZATION