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Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
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Mutual Connections (126)
Entities connected to both UBS Fund and Allocation of Net Profit and Net Loss
UBS AG
ORGANIZATION9 w/ UBS·3 w/ Allocation
the Securities and Exchange Commission
ORGANIZATION8 w/ UBS·3 w/ Allocation
Federal Reserve
ORGANIZATION8 w/ UBS·3 w/ Allocation
United States
LOCATION8 w/ UBS·3 w/ Allocation
Department of Justice
ORGANIZATION7 w/ UBS·3 w/ Allocation
Cease & Desist
ORGANIZATION7 w/ UBS·3 w/ Allocation
Fannie Mae
ORGANIZATION7 w/ UBS·3 w/ Allocation
UBS Securities LLC
ORGANIZATION7 w/ UBS·3 w/ Allocation
Ghislaine Maxwell
PERSON7 w/ UBS·2 w/ Allocation
UBS Fund Advisor
ORGANIZATION6 w/ UBS·3 w/ Allocation
Swiss Federal Banking Commission
ORGANIZATION5 w/ UBS·3 w/ Allocation
New York State
LOCATION5 w/ UBS·3 w/ Allocation
Internal Revenue Service
ORGANIZATION5 w/ UBS·3 w/ Allocation
Ernst & Young LLP
ORGANIZATION5 w/ UBS·3 w/ Allocation
Samantha Power
PERSON5 w/ UBS·3 w/ Allocation
New Hampshire
LOCATION5 w/ UBS·3 w/ Allocation
Lehman Structured Products
ORGANIZATION5 w/ UBS·3 w/ Allocation
Massachusetts Securities Division
ORGANIZATION5 w/ UBS·3 w/ Allocation
the North American Securities Administrators Association
ORGANIZATION5 w/ UBS·3 w/ Allocation
Civil Penalty
ORGANIZATION5 w/ UBS·3 w/ Allocation