Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
ennium Global Estate GP is registered with the CFTC as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futures Association. In addition, Mr. Englander, the ultimate control person of each of the General Partner, Millennium International Management and Millennium Global
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
. Commodity Futures Trading Commission (the "CFTC") as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futures Association. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Mille
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
. Commodity Futures Trading Commission (the "CFTC") as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futures Association. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Mille
Sponsored
Mutual Connections (126)
Entities connected to both UBS Fund and the U.S. National Futures Association
UBS AG
ORGANIZATION9 w/ UBS·3 w/ the
the Securities and Exchange Commission
ORGANIZATION8 w/ UBS·3 w/ the
Federal Reserve
ORGANIZATION8 w/ UBS·3 w/ the
United States
LOCATION8 w/ UBS·3 w/ the
Department of Justice
ORGANIZATION7 w/ UBS·3 w/ the
Cease & Desist
ORGANIZATION7 w/ UBS·3 w/ the
Fannie Mae
ORGANIZATION7 w/ UBS·3 w/ the
UBS Securities LLC
ORGANIZATION7 w/ UBS·3 w/ the
Ghislaine Maxwell
PERSON7 w/ UBS·2 w/ the
UBS Fund Advisor
ORGANIZATION6 w/ UBS·3 w/ the
Swiss Federal Banking Commission
ORGANIZATION5 w/ UBS·3 w/ the
New York State
LOCATION5 w/ UBS·3 w/ the
Internal Revenue Service
ORGANIZATION5 w/ UBS·3 w/ the
Ernst & Young LLP
ORGANIZATION5 w/ UBS·3 w/ the
Samantha Power
PERSON5 w/ UBS·3 w/ the
New Hampshire
LOCATION5 w/ UBS·3 w/ the
Lehman Structured Products
ORGANIZATION5 w/ UBS·3 w/ the
Massachusetts Securities Division
ORGANIZATION5 w/ UBS·3 w/ the
the North American Securities Administrators Association
ORGANIZATION5 w/ UBS·3 w/ the
Civil Penalty
ORGANIZATION5 w/ UBS·3 w/ the