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Document Mentions (3 shared documents)
2 mentions1 same-page
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formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
osses may be incurred on both the underlying position and the hedge position simultaneously. The Fund also engages in currency hedging on behalf of Millennium International to hedge the currency exposure of certain classes of Millennium International that are denominated in currencies other than the U.S. dollar. Such c
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
osses may be incurred on both the underlying position and the hedge position simultaneously. The Fund also engages in currency hedging on behalf of Millennium International to hedge the currency exposure of certain classes of Millennium International that are denominated in currencies other than the U.S. dollar. Such c
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
osses may be incurred on both the underlying position and the hedge position simultaneously. The Fund also engages in currency hedging on behalf of Millennium International to hedge the currency exposure of certain classes of Millennium International that are denominated in currencies other than the U.S. dollar. Such c
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Mutual Connections (126)
Entities connected to both UBS Fund and Millennium International
UBS AG
ORGANIZATION9 w/ UBS·3 w/ Millennium
the Securities and Exchange Commission
ORGANIZATION8 w/ UBS·3 w/ Millennium
Federal Reserve
ORGANIZATION8 w/ UBS·3 w/ Millennium
United States
LOCATION8 w/ UBS·3 w/ Millennium
Department of Justice
ORGANIZATION7 w/ UBS·3 w/ Millennium
Cease & Desist
ORGANIZATION7 w/ UBS·3 w/ Millennium
Fannie Mae
ORGANIZATION7 w/ UBS·3 w/ Millennium
UBS Securities LLC
ORGANIZATION7 w/ UBS·3 w/ Millennium
Ghislaine Maxwell
PERSON7 w/ UBS·2 w/ Millennium
UBS Fund Advisor
ORGANIZATION6 w/ UBS·3 w/ Millennium
Swiss Federal Banking Commission
ORGANIZATION5 w/ UBS·3 w/ Millennium
New York State
LOCATION5 w/ UBS·3 w/ Millennium
Internal Revenue Service
ORGANIZATION5 w/ UBS·3 w/ Millennium
Ernst & Young LLP
ORGANIZATION5 w/ UBS·3 w/ Millennium
Samantha Power
PERSON5 w/ UBS·3 w/ Millennium
New Hampshire
LOCATION5 w/ UBS·3 w/ Millennium
Lehman Structured Products
ORGANIZATION5 w/ UBS·3 w/ Millennium
Massachusetts Securities Division
ORGANIZATION5 w/ UBS·3 w/ Millennium
the North American Securities Administrators Association
ORGANIZATION5 w/ UBS·3 w/ Millennium
Civil Penalty
ORGANIZATION5 w/ UBS·3 w/ Millennium