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Document Mentions (3 shared documents)
2 mentions1 same-page
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formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
e have a broker- dealer entity registered under the Exchange Act or another similarly regulated entity. Cayman Islands Mutual Funds Law Pursuant to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are required to be registered with, and
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
nds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitt
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
nds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitt
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Mutual Connections (131)
Entities connected to both UBS Fund and the Mutual Funds Law
United States
LOCATION8 w/ UBS·6 w/ the
UBS AG
ORGANIZATION9 w/ UBS·3 w/ the
Cayman
LOCATION5 w/ UBS·7 w/ the
Ernst & Young LLP
ORGANIZATION5 w/ UBS·6 w/ the
the Securities and Exchange Commission
ORGANIZATION8 w/ UBS·3 w/ the
Ghislaine Maxwell
PERSON7 w/ UBS·4 w/ the
Federal Reserve
ORGANIZATION8 w/ UBS·3 w/ the
New York State
LOCATION5 w/ UBS·6 w/ the
the Cayman Islands Monetary Authority
ORGANIZATION3 w/ UBS·7 w/ the
Millennium USA LP
ORGANIZATION4 w/ UBS·6 w/ the
Lehman
ORGANIZATION5 w/ UBS·5 w/ the
New York
LOCATION4 w/ UBS·6 w/ the
Department of Justice
ORGANIZATION7 w/ UBS·3 w/ the
Cease & Desist
ORGANIZATION7 w/ UBS·3 w/ the
Millennium
ORGANIZATION4 w/ UBS·6 w/ the
Fannie Mae
ORGANIZATION7 w/ UBS·3 w/ the
UBS Securities LLC
ORGANIZATION7 w/ UBS·3 w/ the
Cayman Islands Tax Matters
ORGANIZATION3 w/ UBS·6 w/ the
England
LOCATION3 w/ UBS·6 w/ the
UBS Fund Advisor
ORGANIZATION6 w/ UBS·3 w/ the