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Opportunities Fund II, L.L.C. (the "AlphaKeys Fund") a newly formed Delaware limited liability company, is a private investment fund established by UBS Fund Advisor, L.L.C., the AlphaKeys Fund's member designee (the "Member Designee") to invest substantially all of its capital in limited partnership int
limitation. Oil and Gas. The Partnership will not make Investments in properties acquired principally for the purpose of oil and gas exploration. Derivative Instruments. The Partnership will not make Investments in derivative instruments acquired solely for speculative purposes (although it ER305378-MAXWELL_ CONF
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
The Fund's investment portfolio is ordinarily leveraged in order to increase the amount investments that may be made with invested capital on hand. Derivative Instruments and Leverage Millennium causes the Fund to leverage its investment return with borrowings. The Fund also trades in a variety of options, contracts
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
The Fund's investment portfolio is ordinarily leveraged in order to increase the amount investments that may be made with invested capital on hand. Derivative Instruments and Leverage Millennium causes the Fund to leverage its investment return with borrowings. The Fund also trades in a variety of options, contracts
Entities connected to both UBS Fund and Derivative Instruments

UBS AG
ORGANIZATION
United States
LOCATION
Federal Reserve
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Ghislaine Maxwell
PERSONUBS Fund Advisor
ORGANIZATION
Fannie Mae
ORGANIZATIONUBS Securities LLC
ORGANIZATION
Department of Justice
ORGANIZATIONCease & Desist
ORGANIZATION
Samantha Power
PERSONErnst & Young LLP
ORGANIZATIONCayman
LOCATIONBrought
ORGANIZATIONBack Taxes Payment
ORGANIZATIONSwiss Federal Banking Commission
ORGANIZATIONCivil Penalty
ORGANIZATIONMassachusetts Securities Division
ORGANIZATIONLehman Structured Products
ORGANIZATIONLehman
ORGANIZATION