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formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
cation of ongoing expenses related to such utilization in accordance with Millennium's expense allocation policies as in effect from time to time. Related-Party Transactions and Other Accounts; Conflicts Conflicts of interest among the Fund (and investors in the Feeder Funds), Millennium and Millennium's principals may
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
l be allocated among the Fund and such other recipients of the services or the other applicable parties that receive the benefit of such services. Related-Party Transactions; Conflicts Conflicts of interest among the Fund (and investors in the Feeder Funds), Millennium and Millennium's principals may and do exist, which
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
l be allocated among the Fund and such other recipients of the services or the other applicable parties that receive the benefit of such services. Related-Party Transactions; Conflicts Conflicts of interest among the Fund (and investors in the Feeder Funds), Millennium and Millennium's principals may and do exist, which
Entities connected to both UBS Fund and Related-Party Transactions

UBS AG
ORGANIZATION
United States
LOCATION
Federal Reserve
ORGANIZATIONCayman
LOCATION
Ghislaine Maxwell
PERSONthe Securities and Exchange Commission
ORGANIZATIONErnst & Young LLP
ORGANIZATIONUBS Securities LLC
ORGANIZATION
New York
LOCATION
Department of Justice
ORGANIZATION
Millennium
ORGANIZATIONCease & Desist
ORGANIZATION
Fannie Mae
ORGANIZATIONUBS Fund Advisor
ORGANIZATION
New York State
LOCATIONAdministrative Services
ORGANIZATIONCivil Penalty
ORGANIZATIONthe North American Securities Administrators Association
ORGANIZATIONMassachusetts Securities Division
ORGANIZATIONLehman Structured Products
ORGANIZATION