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Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
follows: (i) to allocate such losses among such Negative Basis Members until either the full amount of such losses shall have been so allocated or the Negative Basis of each such Negative Basis Member shall have been eliminated and (ii) to allocate any losses not so allocated to Negative Basis Members to the oth
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
follows: (i) to allocate such losses among such Negative Basis Members until either the full amount of such losses shall have been so allocated or the Negative Basis of each such Negative Basis Member shall have been eliminated and (ii) to allocate any losses not so allocated to Negative Basis Members to the oth
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
follows: (i) to allocate such losses among such Negative Basis Members until either the full amount of such losses shall have been so allocated or the Negative Basis of each such Negative Basis Member shall have been eliminated and (ii) to allocate any losses not so allocated to Negative Basis Members to the oth
Sponsored
Mutual Connections (126)
Entities connected to both UBS Fund and the Negative Basis
UBS AG
ORGANIZATION9 w/ UBS·3 w/ the
Federal Reserve
ORGANIZATION8 w/ UBS·3 w/ the
the Securities and Exchange Commission
ORGANIZATION8 w/ UBS·3 w/ the
United States
LOCATION8 w/ UBS·3 w/ the
Department of Justice
ORGANIZATION7 w/ UBS·3 w/ the
Fannie Mae
ORGANIZATION7 w/ UBS·3 w/ the
UBS Securities LLC
ORGANIZATION7 w/ UBS·3 w/ the
Cease & Desist
ORGANIZATION7 w/ UBS·3 w/ the
Samantha Power
PERSON5 w/ UBS·4 w/ the
UBS Fund Advisor
ORGANIZATION6 w/ UBS·3 w/ the
Ghislaine Maxwell
PERSON7 w/ UBS·2 w/ the
General State of NY
ORGANIZATION5 w/ UBS·3 w/ the
The Ohio Division of Securities
ORGANIZATION5 w/ UBS·3 w/ the
Back Taxes Payment
ORGANIZATION5 w/ UBS·3 w/ the
Swiss Federal Banking Commission
ORGANIZATION5 w/ UBS·3 w/ the
Lehman Structured Products
ORGANIZATION5 w/ UBS·3 w/ the
Cayman
LOCATION5 w/ UBS·3 w/ the
Lehman
ORGANIZATION5 w/ UBS·3 w/ the
the Financial Advisor's
ORGANIZATION5 w/ UBS·3 w/ the
Parent Company
ORGANIZATION5 w/ UBS·3 w/ the