Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
y the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no substantive limits on the investment strategies that may be pursued by the Fund. The Fund's capital may be invested in strategies othe
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
y the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no substantive limits on the investment strategies that may be pursued by the Fund. The Fund's capital may be invested in strategies othe
2 mentions1 same-page
Page ?Same page
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
y the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no substantive limits on the investment strategies that may be pursued by the Fund. The Fund's capital may be invested in strategies othe
Sponsored
Mutual Connections (127)
Entities connected to both UBS Fund and Strategy Development
UBS AG
ORGANIZATION9 w/ UBS·3 w/ Strategy
United States
LOCATION8 w/ UBS·4 w/ Strategy
Federal Reserve
ORGANIZATION8 w/ UBS·4 w/ Strategy
the Securities and Exchange Commission
ORGANIZATION8 w/ UBS·3 w/ Strategy
UBS Securities LLC
ORGANIZATION7 w/ UBS·4 w/ Strategy
Department of Justice
ORGANIZATION7 w/ UBS·3 w/ Strategy
Fannie Mae
ORGANIZATION7 w/ UBS·3 w/ Strategy
Cease & Desist
ORGANIZATION7 w/ UBS·3 w/ Strategy
Ghislaine Maxwell
PERSON7 w/ UBS·2 w/ Strategy
New York State
LOCATION5 w/ UBS·4 w/ Strategy
UBS Fund Advisor
ORGANIZATION6 w/ UBS·3 w/ Strategy
New York
LOCATION4 w/ UBS·4 w/ Strategy
Internal Revenue Service
ORGANIZATION5 w/ UBS·3 w/ Strategy
Ernst & Young LLP
ORGANIZATION5 w/ UBS·3 w/ Strategy
Lehman
ORGANIZATION5 w/ UBS·3 w/ Strategy
Samantha Power
PERSON5 w/ UBS·3 w/ Strategy
Lehman Structured Products
ORGANIZATION5 w/ UBS·3 w/ Strategy
Massachusetts Securities Division
ORGANIZATION5 w/ UBS·3 w/ Strategy
the North American Securities Administrators Association
ORGANIZATION5 w/ UBS·3 w/ Strategy
Civil Penalty
ORGANIZATION5 w/ UBS·3 w/ Strategy